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Business Development Company Report
This report provides basic identification information for all entities with an "active" filing status that have been issued an 814- reporting number. -
Metrics by Individual Security and Exchange
These datasets provide metrics for each individual security partitioned by exchange. -
Investment Company Series and Class Information
The Series and Class Report provides basic identification information for all active registered investment company series and classes have been issued IDs by the Commission. -
Regulation A Data Sets
The data sets provide the structured data from securities offerings pursuant to Regulation A filed with the Commission. -
Crowdfunding Offerings Data Sets Archive
The SEC’s Crowdfunding Offerings Data Sets provide a quarterly look at offerings that rely on the Regulation Crowdfunding exemption. -
Administrative Law Judge Initial Decisions for 2009 and 2010
This file contains the respondents, release number, release date, and the url of the initial decisions issued by administrative law judges that contains findings of fact, legal... -
Spreads and Depth by Individual Security
These datasets provide spreads and depth partitioned by individual ticker symbol and date for each day in 2013. -
Form N-CEN Data Sets
Form N-CEN is used by all registered investment companies, other than face-amount certificate companies to file annual reports with the Commission. The Form N-CEN data sets are... -
Hazards and Survivors by Time Period
Each zip file contains 36 datasets, which provide the hazard, survivor, and cumulative distribution functions for select time scales for large stocks, mid cap stocks, small... -
Commission Opinions and Adjudicatory Orders for 2008, 2009 and 2010
This file contains the respondents, release number, release date, and the url of the opinions and orders issued by the Commission adjudicating either appeals from initial ALJ... -
Cooperative Arrangements with U.S. Regulators
Information sharing arrangements to facilitate regulatory and supervisory cooperation with domestic regulators. -
Financial Statement Data Sets Archive
The data sets below provide selected information extracted from exhibits to corporate financial reports filed with the Commission using eXtensible Business Reporting Language... -
Commission Votes on Actions Filed in Federal Court From April 8, 2013 through August 6, 2019
Data available in excel format. -
Conditional Cancel and Trade Distributions
Each zip file contains 54 datasets: nine each for large stocks, mid cap stocks, small stocks, large ETPs, mid cap ETPs, and small ETPs. -
Information About Registered Municipal Advisors
This Excel spreadsheet file contains the names of SEC registered municipal advisor firms (including sole proprietorships), as well as their SEC reporting file numbers and...
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