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Regulation A Data Sets recent views
The data sets provide the structured data from securities offerings pursuant to Regulation A filed with the Commission. -
Cooperative Arrangements with U.S. Regulators recent views
Information sharing arrangements to facilitate regulatory and supervisory cooperation with domestic regulators. -
Mutual Fund Prospectus Risk/Return Summary Data Sets recent views
The Mutual Fund Prospectus Risk/Return Summary Data Sets provides text and numeric information extracted from the risk/return summary section of mutual fund prospectuses. -
Metrics by Individual Security and Exchange recent views
These datasets provide metrics for each individual security partitioned by exchange. -
Form N-PORT Data Sets recent views
Form N-PORT is to be used by a registered management investment company, or an exchange-traded fund organized as a unit investment trust, or series thereof (“Fund”), other than... -
Summary Metrics by Decile and Quartile recent views
These datasets provide metrics partitioned by market capitalization, price, volatility, and turnover. The stock market activity metrics are partitioned by decile and the ETP... -
Transfer Agent Data Sets recent views
Transfer Agent details -
Commission Opinions and Adjudicatory Orders for 2008, 2009 and 2010 recent views
This file contains the respondents, release number, release date, and the url of the opinions and orders issued by the Commission adjudicating either appeals from initial ALJ... -
SEC Litigation Releases for 2009 and 2010 recent views
This file contains the respondents, release number, release date, and the url of the litigation releases concerning civil lawsuits brought by the Commission in federal court. -
Summary Metrics by Exchange recent views
These datasets provide metrics for each security type and exchange. -
Conditional Cancel and Trade Distributions recent views
Each zip file contains 54 datasets: nine each for large stocks, mid cap stocks, small stocks, large ETPs, mid cap ETPs, and small ETPs. -
Information About Registered Municipal Advisors recent views
This Excel spreadsheet file contains the names of SEC registered municipal advisor firms (including sole proprietorships), as well as their SEC reporting file numbers and... -
Investment Company Series and Class Information recent views
The Series and Class Report provides basic identification information for all active registered investment company series and classes have been issued IDs by the Commission. -
Crowdfunding Offerings Data Sets Archive recent views
The SEC’s Crowdfunding Offerings Data Sets provide a quarterly look at offerings that rely on the Regulation Crowdfunding exemption. -
Spreads and Depth by Individual Security recent views
These datasets provide spreads and depth partitioned by individual ticker symbol and date for each day in 2013. -
Administrative Law Judge Initial Decisions for 2009 and 2010 recent views
This file contains the respondents, release number, release date, and the url of the initial decisions issued by administrative law judges that contains findings of fact, legal... -
Commission Votes on Actions Filed in Federal Court From April 8, 2013 through August 6, 2019 recent views
Data available in excel format. -
Hazards and Survivors by Time Period recent views
Each zip file contains 36 datasets, which provide the hazard, survivor, and cumulative distribution functions for select time scales for large stocks, mid cap stocks, small...
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