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Investment Company Series and Class Information

Published by U.S. Securities and Exchange Commission | Securities and Exchange Commission | Catalog Last Checked: October 01, 2026 at 07:42 PM | Dataset Last Updated: June 05, 2024 at 01:15 PM
The Series and Class Report provides basic identification information for all active registered investment company series and classes have been issued IDs by the Commission. Beginning on February 6, 2006, all open-end mutual funds (Form N-1A filers), insurance separate accounts organized as mutual funds (Form N-3 filers), insurance separate accounts organized as unit investment trusts (Form N-4 and Form N-6 filers) investment companies (see adopting release http://www.sec.gov/rules/final/33-8590.pdf) have been required to use these IDs when making their electronic filings with the Commission. Since February 6, 2006, series and class IDs have also been issued to a few closed-end funds (Form N-2 filers) and unit investment trusts that are not used to fund separate accounts (S-6 filers). The vast majority of entities in this report are open-end mutual funds (Form N-1A filers) and insurance separate accounts (Form N-3, N-4 and N-6 filers). This file does not contain a comprehensive listing of closed-end registrants (Form N-2 filers) or unit investment trusts (Form S-6 filers) that are not used to fund insurance separate accounts. A separate listing of these registrants is not currently available. The Series and Class Report contains both Commission generated filing identifiers and EDGAR data created and maintained by each registrant. Since certain records have been created by and are required to be maintained by each registrant, we can not guarantee their accuracy. The Series and Class Report includes entities that have received IDs but have not yet begun selling shares to the public. The report also includes series and classes that have ceased operation but have not yet been reclassified as inactive by the registrant, as well as investment companies that have ceased operation but have not yet terminated their registration with the Commission.

Resources

34 resources available

Complete Metadata
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description The Series and Class Report provides basic identification information for all active registered investment company series and classes have been issued IDs by the Commission. Beginning on February 6, 2006, all open-end mutual funds (Form N-1A filers), insurance separate accounts organized as mutual funds (Form N-3 filers), insurance separate accounts organized as unit investment trusts (Form N-4 and Form N-6 filers) investment companies (see adopting release http://www.sec.gov/rules/final/33-8590.pdf) have been required to use these IDs when making their electronic filings with the Commission. Since February 6, 2006, series and class IDs have also been issued to a few closed-end funds (Form N-2 filers) and unit investment trusts that are not used to fund separate accounts (S-6 filers). The vast majority of entities in this report are open-end mutual funds (Form N-1A filers) and insurance separate accounts (Form N-3, N-4 and N-6 filers). This file does not contain a comprehensive listing of closed-end registrants (Form N-2 filers) or unit investment trusts (Form S-6 filers) that are not used to fund insurance separate accounts. A separate listing of these registrants is not currently available. The Series and Class Report contains both Commission generated filing identifiers and EDGAR data created and maintained by each registrant. Since certain records have been created by and are required to be maintained by each registrant, we can not guarantee their accuracy. The Series and Class Report includes entities that have received IDs but have not yet begun selling shares to the public. The report also includes series and classes that have ceased operation but have not yet been reclassified as inactive by the registrant, as well as investment companies that have ceased operation but have not yet terminated their registration with the Commission.
distribution 
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  {
    "@type": "dcat:Distribution",
    "title": "2014",
    "mediaType": "text/csv",
    "description": "Updated 04/01/2014",
    "downloadURL": "https://www.sec.gov/files/investment/data/other/investment-company-series-and-class-information/investment_company_series_class_2014.csv"
  },
  {
    "@type": "dcat:Distribution",
    "title": "2014",
    "mediaType": "application/xml",
    "description": "Updated 04/01/2014",
    "downloadURL": "https://www.sec.gov/files/investment/data/other/investment-company-series-and-class-information/investment_company_series_class_2014.xml"
  },
  {
    "@type": "dcat:Distribution",
    "title": "2013",
    "mediaType": "text/csv",
    "description": "Updated 06/14/2013",
    "downloadURL": "https://www.sec.gov/files/investment/data/other/investment-company-series-and-class-information/investment_company_series_class_2013.csv"
  },
  {
    "@type": "dcat:Distribution",
    "title": "2013",
    "mediaType": "application/xml",
    "description": "Updated 06/14/2013",
    "downloadURL": "https://www.sec.gov/files/investment/data/other/investment-company-series-and-class-information/investment_company_series_class_2013.xml"
  },
  {
    "@type": "dcat:Distribution",
    "title": "2016",
    "mediaType": "text/csv",
    "description": "Updated 09/23/2016",
    "downloadURL": "https://www.sec.gov/files/investment/data/other/investment-company-series-and-class-information/investment_company_series_class.csv"
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  {
    "@type": "dcat:Distribution",
    "title": "2016",
    "mediaType": "application/xml",
    "description": "Updated 09/23/2016",
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  },
  {
    "@type": "dcat:Distribution",
    "title": "2015",
    "mediaType": "text/csv",
    "description": "Updated 09/25/2015",
    "downloadURL": "https://www.sec.gov/files/investment/data/other/investment-company-series-and-class-information/investment_company_series_class_2015.csv"
  },
  {
    "@type": "dcat:Distribution",
    "title": "2015",
    "mediaType": "application/xml",
    "description": "Updated 09/25/2015",
    "downloadURL": "https://www.sec.gov/files/investment/data/other/investment-company-series-and-class-information/investment_company_series_class_2015.xml"
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  {
    "@type": "dcat:Distribution",
    "title": "2026",
    "mediaType": "application/xml",
    "description": "Updated 6/1/26",
    "downloadURL": "https://www.sec.gov/files/investment/data/other/investment-company-series-class-information/investment-company-series-class-2026-xml.xml"
  },
  {
    "@type": "dcat:Distribution",
    "title": "2026",
    "mediaType": "text/csv",
    "description": "Updated 6/1/26",
    "downloadURL": "https://www.sec.gov/files/investment/data/other/investment-company-series-class-information/investment-company-series-class-2026.csv"
  },
  {
    "@type": "dcat:Distribution",
    "title": "2025",
    "mediaType": "text/csv",
    "description": "Updated 6/2/25",
    "downloadURL": "https://www.sec.gov/files/investment/data/other/investment-company-series-class-information/investment-company-series-class-2025.csv"
  },
  {
    "@type": "dcat:Distribution",
    "title": "2025",
    "mediaType": "application/xml",
    "description": "Updated 6/2/25",
    "downloadURL": "https://www.sec.gov/files/investment/data/other/investment-company-series-class-information/investment_company_series_class_2025-xml.xml"
  },
  {
    "@type": "dcat:Distribution",
    "title": "2022",
    "mediaType": "text/csv",
    "description": "Updated 6/27/22",
    "downloadURL": "https://www.sec.gov/files/investment/data/other/investment-company-series-and-class-information/investment_company_series_class_2022.csv"
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  {
    "@type": "dcat:Distribution",
    "title": "2022",
    "mediaType": "application/xml",
    "description": "Updated 6/27/22",
    "downloadURL": "https://www.sec.gov/files/investment/data/other/investment-company-series-and-class-information/investment_company_series_class_2022.xml"
  },
  {
    "@type": "dcat:Distribution",
    "title": "2024",
    "mediaType": "text/csv",
    "description": "Updated 6/5/24",
    "downloadURL": "https://www.sec.gov/files/investment/data/other/investment-company-series-and-class-information/investment-company-series-class-2024.csv"
  },
  {
    "@type": "dcat:Distribution",
    "title": "2024",
    "mediaType": "application/xml",
    "description": "Updated 6/5/24",
    "downloadURL": "https://www.sec.gov/files/investment/data/other/investment-company-series-class-information/investment-company-series-class-2024.xml"
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  {
    "@type": "dcat:Distribution",
    "title": "2023",
    "mediaType": "text/csv",
    "description": "Updated 6/8/23",
    "downloadURL": "https://www.sec.gov/files/investment/data/other/investment-company-series-class-information/investment_company_series_class_2023.csv"
  },
  {
    "@type": "dcat:Distribution",
    "title": "2023",
    "mediaType": "application/xml",
    "description": "Updated 6/8/23",
    "downloadURL": "https://www.sec.gov/files/investment/data/other/investment-company-series-class-information/investment_company_series_class_2023.xml"
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  {
    "@type": "dcat:Distribution",
    "title": "2021",
    "mediaType": "text/csv",
    "description": "Updated 7/12/21",
    "downloadURL": "https://www.sec.gov/files/investment/data/other/investment-company-series-and-class-information/investment_company_series_class_2021.csv"
  },
  {
    "@type": "dcat:Distribution",
    "title": "2020",
    "mediaType": "text/csv",
    "description": "Updated 7/13/2020",
    "downloadURL": "https://www.sec.gov/files/investment/data/other/investment-company-series-and-class-information/investment_company_series_class_2020.csv"
  },
  {
    "@type": "dcat:Distribution",
    "title": "2020",
    "mediaType": "application/xml",
    "description": "Updated 7/13/2020",
    "downloadURL": "https://www.sec.gov/files/investment/data/other/investment-company-series-and-class-information/investment_company_series_class_2020.xml"
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  {
    "@type": "dcat:Distribution",
    "title": "2021",
    "mediaType": "application/xml",
    "description": "Updated 7/21/21",
    "downloadURL": "https://www.sec.gov/files/investment/data/other/investment-company-series-and-class-information/investment_company_series_class_2021.xml"
  },
  {
    "@type": "dcat:Distribution",
    "title": "2018",
    "mediaType": "text/csv",
    "description": "Updated 7/23/2018",
    "downloadURL": "https://www.sec.gov/files/investment/data/other/investment-company-series-and-class-information/investment_company_series_class_2018.csv"
  },
  {
    "@type": "dcat:Distribution",
    "title": "2018",
    "mediaType": "application/xml",
    "description": "Updated 7/23/2018",
    "downloadURL": "https://www.sec.gov/files/investment/data/other/investment-company-series-and-class-information/investment_company_series_class_2018.xml"
  },
  {
    "@type": "dcat:Distribution",
    "title": "2019",
    "mediaType": "text/csv",
    "description": "Updated 7/9/2019",
    "downloadURL": "https://www.sec.gov/files/investment/data/other/investment-company-series-and-class-information/investment_company_series_class_2019.csv"
  },
  {
    "@type": "dcat:Distribution",
    "title": "2019",
    "mediaType": "application/xml",
    "description": "Updated 7/9/2019",
    "downloadURL": "https://www.sec.gov/files/investment/data/other/investment-company-series-and-class-information/investment_company_series_class_2019.xml"
  },
  {
    "@type": "dcat:Distribution",
    "title": "2017",
    "mediaType": "text/csv",
    "description": "Updated 9/15/2017",
    "downloadURL": "https://www.sec.gov/files/investment/data/other/investment-company-series-and-class-information/investment_company_series_class_2017.csv"
  },
  {
    "@type": "dcat:Distribution",
    "title": "2017",
    "mediaType": "application/xml",
    "description": "Updated 9/15/2017",
    "downloadURL": "https://www.sec.gov/files/investment/data/other/investment-company-series-and-class-information/investment_company_series_class_2017.xml"
  },
  {
    "@type": "dcat:Distribution",
    "title": "2010",
    "mediaType": "application/xml",
    "downloadURL": "https://www.sec.gov/files/investment/data/other/investment-company-series-and-class-information/investment_company_series_class_2010.xml"
  },
  {
    "@type": "dcat:Distribution",
    "title": "2011",
    "mediaType": "text/csv",
    "downloadURL": "https://www.sec.gov/files/investment/data/other/investment-company-series-and-class-information/investment_company_series_class_2011.csv"
  },
  {
    "@type": "dcat:Distribution",
    "title": "2011",
    "mediaType": "application/xml",
    "downloadURL": "https://www.sec.gov/files/investment/data/other/investment-company-series-and-class-information/investment_company_series_class_2011.xml"
  },
  {
    "@type": "dcat:Distribution",
    "title": "2012",
    "mediaType": "text/csv",
    "downloadURL": "https://www.sec.gov/files/investment/data/other/investment-company-series-and-class-information/investment_company_series_class_2012.csv"
  },
  {
    "@type": "dcat:Distribution",
    "title": "2012",
    "mediaType": "application/xml",
    "downloadURL": "https://www.sec.gov/files/investment/data/other/investment-company-series-and-class-information/investment_company_series_class_2012.xml"
  },
  {
    "@type": "dcat:Distribution",
    "title": "2010",
    "mediaType": "text/csv",
    "downloadURL": "https://www.sec.gov/files/investment/data/other/investment-company-series-and-class-information/investmentcompanyseriesclass2010.csv"
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identifier 
"24021"
inventoried 2021-12-16
landingPage 
{
  "@id": "https://www.sec.gov/data-research/sec-markets-data/investment-company-series-class-information",
  "@type": "Document",
  "title": "Investment Company Series and Class Information"
}
license https://www.usa.gov/government-copyright
modified 2024-06-05T13:15:05Z
publisher 
{
  "name": "U.S. Securities and Exchange Commission",
  "@type": "org:Organization",
  "subOrganizationOf": [
    {
      "name": "U.S. Government"
    }
  ]
}
rights 
[
  "This data asset is an open government data asset. It is not exempt from disclosure under FOIA. It is eligible for disclosure in the Federal Data Catalog. It is subject to an open format. "
]
temporal 
[
  {
    "@type": "PeriodOfTime",
    "endDate": "2026-06-01",
    "startDate": "2010-01-01"
  }
]
theme 
[
  "Data-Other"
]
title Investment Company Series and Class Information

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