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SEC Administrative Proceedings for 2009 through 2013

Published by Public Affairs | Securities and Exchange Commission | Catalog Last Checked: January 09, 2026 at 10:38 AM | Dataset Last Updated: May 05, 2017 at 07:30 AM
This file contains the respondents, release number, release date, and the url of the notices and orders concerning the institution and/or settlement of administrative proceedings.

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