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SEC Administrative Proceedings for 2009 through 2013

Published by Public Affairs | Securities and Exchange Commission | Catalog Last Checked: January 09, 2026 at 10:38 AM | Dataset Last Updated: May 05, 2017 at 07:30 AM
This file contains the respondents, release number, release date, and the url of the notices and orders concerning the institution and/or settlement of administrative proceedings.

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Complete Metadata
@type dcat:Dataset
accessLevel public
bureauCode 
[
  "449:00"
]
contactPoint 
{
  "fn": "Open Data",
  "hasEmail": "mailto:opendata@sec.gov"
}
description This file contains the respondents, release number, release date, and the url of the notices and orders concerning the institution and/or settlement of administrative proceedings.
distribution 
[
  {
    "@type": "dcat:Distribution",
    "title": "2009",
    "mediaType": "application/xml",
    "downloadURL": "https://www.sec.gov/files/opa/data/other/sec-administrative-proceedings-2009-through-2013/administrative_proceedings_2009.xml"
  },
  {
    "@type": "dcat:Distribution",
    "title": "2010",
    "mediaType": "application/xml",
    "downloadURL": "https://www.sec.gov/files/opa/data/other/sec-administrative-proceedings-2009-through-2013/administrative_proceedings_2010.xml"
  },
  {
    "@type": "dcat:Distribution",
    "title": "2011",
    "mediaType": "application/xml",
    "downloadURL": "https://www.sec.gov/files/opa/data/other/sec-administrative-proceedings-2009-through-2013/administrative_proceedings_2011.xml"
  },
  {
    "@type": "dcat:Distribution",
    "title": "2012",
    "mediaType": "application/xml",
    "downloadURL": "https://www.sec.gov/files/opa/data/other/sec-administrative-proceedings-2009-through-2013/administrative_proceedings_2012.xml"
  },
  {
    "@type": "dcat:Distribution",
    "title": "2013",
    "mediaType": "application/xml",
    "downloadURL": "https://www.sec.gov/files/opa/data/other/sec-administrative-proceedings-2009-through-2013/administrative_proceedings_2013.xml"
  }
]
identifier https://www.sec.gov/node/87731
keyword 
[
  "Administrative Proceedings",
  "SEC Markets and Data"
]
landingPage https://www.sec.gov/data-research/sec-markets-data/sec-administrative-proceedings-2009-through-2013
license http://www.usa.gov/publicdomain/label/1.0/
modified 2017-05-05T07:30:36Z
programCode 
[
  "000:000"
]
publisher 
{
  "name": "Public Affairs",
  "subOrganizationOf": {
    "name": "U.S. Securities and Exchange Commission",
    "subOrganizationOf": {
      "name": "U.S. Government"
    }
  }
}
temporal 2009-01-01T09:00:00Z/2013-12-31T10:00:00Z
theme 
[
  "Data-Other"
]
title SEC Administrative Proceedings for 2009 through 2013

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