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Information About Registered Municipal Advisors

Published by Agency-Wide | Securities and Exchange Commission | Catalog Last Checked: May 02, 2026 at 12:36 PM | Dataset Last Updated: May 01, 2024 at 12:05 PM
This Excel spreadsheet file contains the names of SEC registered municipal advisor firms (including sole proprietorships), as well as their SEC reporting file numbers and Central Index Key (CIK) numbers.

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Complete Metadata
@type dcat:Dataset
accessLevel public
bureauCode 
                                            [
  "449:00"
]
contactPoint 
                                            {
  "fn": "Open Data",
  "hasEmail": "mailto:opendata@sec.gov"
}
description This Excel spreadsheet file contains the names of SEC registered municipal advisor firms (including sole proprietorships), as well as their SEC reporting file numbers and Central Index Key (CIK) numbers.
distribution 
                                            [
  {
    "@type": "dcat:Distribution",
    "title": "January 2016",
    "mediaType": "application/zip",
    "downloadURL": "https://www.sec.gov/files/data/frequently-requested-foia-document-information-about-registered-municipal-advisors/ma010116.zip"
  },
  {
    "@type": "dcat:Distribution",
    "title": "January 2017",
    "mediaType": "application/zip",
    "downloadURL": "https://www.sec.gov/files/data/frequently-requested-foia-document-information-about-registered-municipal-advisors/ma010117.zip"
  },
  {
    "@type": "dcat:Distribution",
    "title": "February 2016",
    "mediaType": "application/zip",
    "downloadURL": "https://www.sec.gov/files/data/frequently-requested-foia-document-information-about-registered-municipal-advisors/ma020116.zip"
  },
  {
    "@type": "dcat:Distribution",
    "title": "February 2017",
    "mediaType": "application/zip",
    "downloadURL": "https://www.sec.gov/files/data/frequently-requested-foia-document-information-about-registered-municipal-advisors/ma020117.zip"
  },
  {
    "@type": "dcat:Distribution",
    "title": "March 2016",
    "mediaType": "application/zip",
    "downloadURL": "https://www.sec.gov/files/data/frequently-requested-foia-document-information-about-registered-municipal-advisors/ma030116.zip"
  },
  {
    "@type": "dcat:Distribution",
    "title": "March 2017",
    "mediaType": "application/zip",
    "downloadURL": "https://www.sec.gov/files/data/frequently-requested-foia-document-information-about-registered-municipal-advisors/ma030117.zip"
  },
  {
    "@type": "dcat:Distribution",
    "title": "March 2015",
    "mediaType": "application/pdf",
    "downloadURL": "https://www.sec.gov/files/data/frequently-requested-foia-document-information-about-registered-municipal-advisors/ma031515.pdf"
  },
  {
    "@type": "dcat:Distribution",
    "title": "April 2015",
    "mediaType": "application/pdf",
    "downloadURL": "https://www.sec.gov/files/data/frequently-requested-foia-document-information-about-registered-municipal-advisors/ma040115.pdf"
  },
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    "@type": "dcat:Distribution",
    "title": "April 2016",
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    "@type": "dcat:Distribution",
    "title": "April 2017",
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  {
    "@type": "dcat:Distribution",
    "title": "May 2015",
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    "downloadURL": "https://www.sec.gov/files/data/frequently-requested-foia-document-information-about-registered-municipal-advisors/ma050115.zip"
  },
  {
    "@type": "dcat:Distribution",
    "title": "May 2016",
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    "@type": "dcat:Distribution",
    "title": "May 2017",
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  },
  {
    "@type": "dcat:Distribution",
    "title": "June 2015",
    "mediaType": "application/zip",
    "downloadURL": "https://www.sec.gov/files/data/frequently-requested-foia-document-information-about-registered-municipal-advisors/ma060115.zip"
  },
  {
    "@type": "dcat:Distribution",
    "title": "June 2016",
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  {
    "@type": "dcat:Distribution",
    "title": "June 2017",
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  },
  {
    "@type": "dcat:Distribution",
    "title": "July 2016",
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    "@type": "dcat:Distribution",
    "title": "July 2017",
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  {
    "@type": "dcat:Distribution",
    "title": "August 2015",
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    "@type": "dcat:Distribution",
    "title": "August 2016",
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    "@type": "dcat:Distribution",
    "title": "September 2015",
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    "downloadURL": "https://www.sec.gov/files/data/frequently-requested-foia-document-information-about-registered-municipal-advisors/ma090115.zip"
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  {
    "@type": "dcat:Distribution",
    "title": "September 2016",
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  },
  {
    "@type": "dcat:Distribution",
    "title": "October 2015",
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  },
  {
    "@type": "dcat:Distribution",
    "title": "October 2016",
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    "downloadURL": "https://www.sec.gov/files/data/frequently-requested-foia-document-information-about-registered-municipal-advisors/ma100116.zip"
  },
  {
    "@type": "dcat:Distribution",
    "title": "November 2015",
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    "@type": "dcat:Distribution",
    "title": "November 2016",
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  {
    "@type": "dcat:Distribution",
    "title": "December 2015",
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    "downloadURL": "https://www.sec.gov/files/data/frequently-requested-foia-document-information-about-registered-municipal-advisors/ma120115.zip"
  },
  {
    "@type": "dcat:Distribution",
    "title": "December 2016",
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    "downloadURL": "https://www.sec.gov/files/data/frequently-requested-foia-document-information-about-registered-municipal-advisors/ma120116.zip"
  },
  {
    "@type": "dcat:Distribution",
    "title": "February 2022",
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    "downloadURL": "https://www.sec.gov/files/data/information-about-registered-municipal-advisors/ma-020122.zip"
  },
  {
    "@type": "dcat:Distribution",
    "title": "March 2021",
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    "downloadURL": "https://www.sec.gov/files/data/information-about-registered-municipal-advisors/ma-030121.zip"
  },
  {
    "@type": "dcat:Distribution",
    "title": "June 2021",
    "mediaType": "application/zip",
    "downloadURL": "https://www.sec.gov/files/data/information-about-registered-municipal-advisors/ma-060121.zip"
  },
  {
    "@type": "dcat:Distribution",
    "title": "July 2021",
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    "downloadURL": "https://www.sec.gov/files/data/information-about-registered-municipal-advisors/ma-070121.zip"
  },
  {
    "@type": "dcat:Distribution",
    "title": "September 2021",
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    "downloadURL": "https://www.sec.gov/files/data/information-about-registered-municipal-advisors/ma-090121.zip"
  },
  {
    "@type": "dcat:Distribution",
    "title": "November 2021",
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    "downloadURL": "https://www.sec.gov/files/data/information-about-registered-municipal-advisors/ma-110121.zip"
  },
  {
    "@type": "dcat:Distribution",
    "title": "January 2018",
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    "downloadURL": "https://www.sec.gov/files/data/information-about-registered-municipal-advisors/ma010118.zip"
  },
  {
    "@type": "dcat:Distribution",
    "title": "January 2019",
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    "downloadURL": "https://www.sec.gov/files/data/information-about-registered-municipal-advisors/ma010119.zip"
  },
  {
    "@type": "dcat:Distribution",
    "title": "January 2020",
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    "downloadURL": "https://www.sec.gov/files/data/information-about-registered-municipal-advisors/ma010120-3.zip"
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  {
    "@type": "dcat:Distribution",
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    "@type": "dcat:Distribution",
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    "downloadURL": "https://www.sec.gov/files/data/information-about-registered-municipal-advisors/ma010122.zip"
  },
  {
    "@type": "dcat:Distribution",
    "title": "January 2023",
    "mediaType": "application/zip",
    "downloadURL": "https://www.sec.gov/files/data/information-about-registered-municipal-advisors/ma010123.zip"
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  {
    "@type": "dcat:Distribution",
    "title": "January 2024",
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    "@type": "dcat:Distribution",
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    "@type": "dcat:Distribution",
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    "@type": "dcat:Distribution",
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  {
    "@type": "dcat:Distribution",
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    "@type": "dcat:Distribution",
    "title": "February 2024",
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    "@type": "dcat:Distribution",
    "title": "February 2025",
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  },
  {
    "@type": "dcat:Distribution",
    "title": "February 2018",
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    "downloadURL": "https://www.sec.gov/files/data/information-about-registered-municipal-advisors/ma020218.zip"
  },
  {
    "@type": "dcat:Distribution",
    "title": "March 2018",
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  },
  {
    "@type": "dcat:Distribution",
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    "downloadURL": "https://www.sec.gov/files/data/information-about-registered-municipal-advisors/ma030120.zip"
  },
  {
    "@type": "dcat:Distribution",
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    "downloadURL": "https://www.sec.gov/files/data/information-about-registered-municipal-advisors/ma030122.zip"
  },
  {
    "@type": "dcat:Distribution",
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    "downloadURL": "https://www.sec.gov/files/data/information-about-registered-municipal-advisors/ma030123.zip"
  },
  {
    "@type": "dcat:Distribution",
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    "@type": "dcat:Distribution",
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  },
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    "@type": "dcat:Distribution",
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    "downloadURL": "https://www.sec.gov/files/data/information-about-registered-municipal-advisors/ma040119.zip"
  },
  {
    "@type": "dcat:Distribution",
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    "downloadURL": "https://www.sec.gov/files/data/information-about-registered-municipal-advisors/ma040120_0.zip"
  },
  {
    "@type": "dcat:Distribution",
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  },
  {
    "@type": "dcat:Distribution",
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  },
  {
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  {
    "@type": "dcat:Distribution",
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    "downloadURL": "https://www.sec.gov/files/data/information-about-registered-municipal-advisors/ma050121.zip"
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  {
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  {
    "@type": "dcat:Distribution",
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    "downloadURL": "https://www.sec.gov/files/data/information-about-registered-municipal-advisors/ma060118.zip"
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  {
    "@type": "dcat:Distribution",
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    "@type": "dcat:Distribution",
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    "@type": "dcat:Distribution",
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  {
    "@type": "dcat:Distribution",
    "title": "July 2018",
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    "downloadURL": "https://www.sec.gov/files/data/information-about-registered-municipal-advisors/ma070118.zip"
  },
  {
    "@type": "dcat:Distribution",
    "title": "July 2019",
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    "downloadURL": "https://www.sec.gov/files/data/information-about-registered-municipal-advisors/ma070119.zip"
  },
  {
    "@type": "dcat:Distribution",
    "title": "July 2020",
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    "downloadURL": "https://www.sec.gov/files/data/information-about-registered-municipal-advisors/ma070120.zip"
  },
  {
    "@type": "dcat:Distribution",
    "title": "July 2022",
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    "downloadURL": "https://www.sec.gov/files/data/information-about-registered-municipal-advisors/ma070122.zip"
  },
  {
    "@type": "dcat:Distribution",
    "title": "July 2023",
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    "downloadURL": "https://www.sec.gov/files/data/information-about-registered-municipal-advisors/ma070123.zip"
  },
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    "@type": "dcat:Distribution",
    "title": "July 2024",
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  {
    "@type": "dcat:Distribution",
    "title": "July 2025",
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    "downloadURL": "https://www.sec.gov/files/data/information-about-registered-municipal-advisors/ma070125.xlsx"
  },
  {
    "@type": "dcat:Distribution",
    "title": "August 2017",
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    "downloadURL": "https://www.sec.gov/files/data/information-about-registered-municipal-advisors/ma080117.zip"
  },
  {
    "@type": "dcat:Distribution",
    "title": "August 2018",
    "mediaType": "application/zip",
    "downloadURL": "https://www.sec.gov/files/data/information-about-registered-municipal-advisors/ma080118.zip"
  },
  {
    "@type": "dcat:Distribution",
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]
identifier https://www.sec.gov/node/92896
keyword 
                                            [
  "SEC Markets and Data",
  "foia-freq-doc"
]
landingPage https://www.sec.gov/data-research/sec-markets-data/information-about-registered-municipal-advisors
license http://www.usa.gov/publicdomain/label/1.0/
modified 2024-05-01T12:05:26Z
programCode 
                                            [
  "000:000"
]
publisher 
                                            {
  "name": "Agency-Wide",
  "subOrganizationOf": {
    "name": "U.S. Securities and Exchange Commission",
    "subOrganizationOf": {
      "name": "U.S. Government"
    }
  }
}
temporal 2015-03-01T19:46:45Z/2026-05-01T13:00:00Z
theme 
                                            [
  "Data-Other"
]
title Information About Registered Municipal Advisors

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