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Transfer Agent Data Sets

Published by U.S. Securities and Exchange Commission | Securities and Exchange Commission | Catalog Last Checked: October 01, 2026 at 07:42 PM | Dataset Last Updated: August 05, 2025 at 01:07 PM
The Transfer Agent Data Sets provide the structured data from transfer agent registration and annual activities reporting filed with the Commission. The data is extracted from the eXtensible Markup Language (XML) submissions to the Commission in Form TA-1, Form TA-2, and Form TA-W. The data is presented without change from the as-filed submissions. The data is presented in a flattened format to provide the public with readily available data about transfer agents and their activities. DISCLAIMER: The Transfer Agent Data Sets contain information derived from structured data filed with the Commission by individual registrants as well as Commission-generated filing identifiers. Because the data sets are derived from information provided by individual registrants, we cannot guarantee the accuracy of the data sets. In addition, it is possible inaccuracies or other errors were introduced into the data sets during the process of extracting the data and compiling the data sets. Finally, the data sets do not reflect all available information, including certain metadata associated with Commission filings. The data sets are intended to assist the public in analyzing data contained in Commission filings; however, they are not a substitute for such filings. Investors should review the full Commission filings before making any investment decision.

Resources

79 resources available

Complete Metadata
@type Dataset
accessRestriction 
null
accessRights Public
accrualPeriodicity R/P3M
contactPoint 
{
  "fn": "Open Data @ SEC",
  "@type": "Kind",
  "hasEmail": "mailto:opendata@sec.gov"
}
cuiRestriction 
null
describedBy 
{
  "title": "Description of variables",
  "accessURL": "https://www.sec.gov/files/ta_readme.html.pdf"
}
description The Transfer Agent Data Sets provide the structured data from transfer agent registration and annual activities reporting filed with the Commission. The data is extracted from the eXtensible Markup Language (XML) submissions to the Commission in Form TA-1, Form TA-2, and Form TA-W. The data is presented without change from the as-filed submissions. The data is presented in a flattened format to provide the public with readily available data about transfer agents and their activities. DISCLAIMER: The Transfer Agent Data Sets contain information derived from structured data filed with the Commission by individual registrants as well as Commission-generated filing identifiers. Because the data sets are derived from information provided by individual registrants, we cannot guarantee the accuracy of the data sets. In addition, it is possible inaccuracies or other errors were introduced into the data sets during the process of extracting the data and compiling the data sets. Finally, the data sets do not reflect all available information, including certain metadata associated with Commission filings. The data sets are intended to assist the public in analyzing data contained in Commission filings; however, they are not a substitute for such filings. Investors should review the full Commission filings before making any investment decision.
distribution 
[
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    "@type": "dcat:Distribution",
    "title": "2006 Q4 TA",
    "mediaType": "application/zip",
    "downloadURL": "https://www.sec.gov/files/dera/data/transfer-agent-data-sets/2006q4_ta.zip"
  },
  {
    "@type": "dcat:Distribution",
    "title": "2007 Q1 TA",
    "mediaType": "application/zip",
    "downloadURL": "https://www.sec.gov/files/dera/data/transfer-agent-data-sets/2007q1_ta.zip"
  },
  {
    "@type": "dcat:Distribution",
    "title": "2007 Q2 TA",
    "mediaType": "application/zip",
    "downloadURL": "https://www.sec.gov/files/dera/data/transfer-agent-data-sets/2007q2_ta.zip"
  },
  {
    "@type": "dcat:Distribution",
    "title": "2007 Q3 TA",
    "mediaType": "application/zip",
    "downloadURL": "https://www.sec.gov/files/dera/data/transfer-agent-data-sets/2007q3_ta.zip"
  },
  {
    "@type": "dcat:Distribution",
    "title": "2007 Q4 TA",
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  },
  {
    "@type": "dcat:Distribution",
    "title": "2008 Q1 TA",
    "mediaType": "application/zip",
    "downloadURL": "https://www.sec.gov/files/dera/data/transfer-agent-data-sets/2008q1_ta.zip"
  },
  {
    "@type": "dcat:Distribution",
    "title": "2008 Q2 TA",
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  },
  {
    "@type": "dcat:Distribution",
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  },
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    "@type": "dcat:Distribution",
    "title": "2009 Q1 TA",
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  },
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    "@type": "dcat:Distribution",
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    "@type": "dcat:Distribution",
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  },
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    "@type": "dcat:Distribution",
    "title": "2010 Q1 TA",
    "mediaType": "application/zip",
    "downloadURL": "https://www.sec.gov/files/dera/data/transfer-agent-data-sets/2010q1_ta.zip"
  },
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    "@type": "dcat:Distribution",
    "title": "2010 Q2 TA",
    "mediaType": "application/zip",
    "downloadURL": "https://www.sec.gov/files/dera/data/transfer-agent-data-sets/2010q2_ta.zip"
  },
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    "@type": "dcat:Distribution",
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  },
  {
    "@type": "dcat:Distribution",
    "title": "2010 Q4 TA",
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  },
  {
    "@type": "dcat:Distribution",
    "title": "2011 Q1 TA",
    "mediaType": "application/zip",
    "downloadURL": "https://www.sec.gov/files/dera/data/transfer-agent-data-sets/2011q1_ta.zip"
  },
  {
    "@type": "dcat:Distribution",
    "title": "2011 Q2 TA",
    "mediaType": "application/zip",
    "downloadURL": "https://www.sec.gov/files/dera/data/transfer-agent-data-sets/2011q2_ta.zip"
  },
  {
    "@type": "dcat:Distribution",
    "title": "2011 Q3 TA",
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    "downloadURL": "https://www.sec.gov/files/dera/data/transfer-agent-data-sets/2011q3_ta.zip"
  },
  {
    "@type": "dcat:Distribution",
    "title": "2011 Q4 TA",
    "mediaType": "application/zip",
    "downloadURL": "https://www.sec.gov/files/dera/data/transfer-agent-data-sets/2011q4_ta.zip"
  },
  {
    "@type": "dcat:Distribution",
    "title": "2012 Q1 TA",
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    "downloadURL": "https://www.sec.gov/files/dera/data/transfer-agent-data-sets/2012q1_ta.zip"
  },
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    "@type": "dcat:Distribution",
    "title": "2012 Q2 TA",
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  },
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    "@type": "dcat:Distribution",
    "title": "2012 Q3 TA",
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    "@type": "dcat:Distribution",
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  },
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    "@type": "dcat:Distribution",
    "title": "2013 Q1 TA",
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    "downloadURL": "https://www.sec.gov/files/dera/data/transfer-agent-data-sets/2013q1_ta.zip"
  },
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    "@type": "dcat:Distribution",
    "title": "2013 Q2 TA",
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    "downloadURL": "https://www.sec.gov/files/dera/data/transfer-agent-data-sets/2013q2_ta.zip"
  },
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    "@type": "dcat:Distribution",
    "title": "2013 Q3 TA",
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    "downloadURL": "https://www.sec.gov/files/dera/data/transfer-agent-data-sets/2013q3_ta.zip"
  },
  {
    "@type": "dcat:Distribution",
    "title": "2013 Q4 TA",
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    "@type": "dcat:Distribution",
    "title": "2014 Q1 TA",
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    "downloadURL": "https://www.sec.gov/files/dera/data/transfer-agent-data-sets/2014q1_ta.zip"
  },
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    "@type": "dcat:Distribution",
    "title": "2014 Q2 TA",
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    "downloadURL": "https://www.sec.gov/files/dera/data/transfer-agent-data-sets/2014q2_ta.zip"
  },
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    "title": "2014 Q3 TA",
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    "downloadURL": "https://www.sec.gov/files/dera/data/transfer-agent-data-sets/2014q3_ta.zip"
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    "@type": "dcat:Distribution",
    "title": "2014 Q4 TA",
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    "downloadURL": "https://www.sec.gov/files/dera/data/transfer-agent-data-sets/2014q4_ta.zip"
  },
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    "@type": "dcat:Distribution",
    "title": "2015 Q1 TA",
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    "downloadURL": "https://www.sec.gov/files/dera/data/transfer-agent-data-sets/2015q1_ta.zip"
  },
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    "title": "2015 Q2 TA",
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    "downloadURL": "https://www.sec.gov/files/dera/data/transfer-agent-data-sets/2015q2_ta.zip"
  },
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    "@type": "dcat:Distribution",
    "title": "2015 Q3 TA",
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    "@type": "dcat:Distribution",
    "title": "2015 Q4 TA",
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  },
  {
    "@type": "dcat:Distribution",
    "title": "2016 Q1 TA",
    "mediaType": "application/zip",
    "downloadURL": "https://www.sec.gov/files/dera/data/transfer-agent-data-sets/2016q1_ta.zip"
  },
  {
    "@type": "dcat:Distribution",
    "title": "2016 Q2 TA",
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    "downloadURL": "https://www.sec.gov/files/dera/data/transfer-agent-data-sets/2016q2_ta.zip"
  },
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    "@type": "dcat:Distribution",
    "title": "2016 Q3 TA",
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    "downloadURL": "https://www.sec.gov/files/dera/data/transfer-agent-data-sets/2016q3_ta.zip"
  },
  {
    "@type": "dcat:Distribution",
    "title": "2016 Q4 TA",
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    "downloadURL": "https://www.sec.gov/files/dera/data/transfer-agent-data-sets/2016q4_ta.zip"
  },
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    "@type": "dcat:Distribution",
    "title": "2017 Q1 TA",
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    "downloadURL": "https://www.sec.gov/files/dera/data/transfer-agent-data-sets/2017q1_ta.zip"
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    "title": "2017 Q4 TA",
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  },
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    "@type": "dcat:Distribution",
    "title": "2018 Q1 TA",
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    "downloadURL": "https://www.sec.gov/files/dera/data/transfer-agent-data-sets/2018q1_ta.zip"
  },
  {
    "@type": "dcat:Distribution",
    "title": "2018 Q2 TA",
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    "downloadURL": "https://www.sec.gov/files/dera/data/transfer-agent-data-sets/2018q2_ta.zip"
  },
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    "@type": "dcat:Distribution",
    "title": "2018 Q3 TA",
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  },
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    "@type": "dcat:Distribution",
    "title": "2019 Q1 TA",
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    "downloadURL": "https://www.sec.gov/files/dera/data/transfer-agent-data-sets/2019q1_ta.zip"
  },
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    "@type": "dcat:Distribution",
    "title": "2019 Q2 TA",
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    "downloadURL": "https://www.sec.gov/files/dera/data/transfer-agent-data-sets/2019q2_ta.zip"
  },
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    "@type": "dcat:Distribution",
    "title": "2019 Q3 TA",
    "mediaType": "application/zip",
    "downloadURL": "https://www.sec.gov/files/dera/data/transfer-agent-data-sets/2019q3_ta.zip"
  },
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    "@type": "dcat:Distribution",
    "title": "2019 Q4 TA",
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    "downloadURL": "https://www.sec.gov/files/dera/data/transfer-agent-data-sets/2019q4_ta.zip"
  },
  {
    "@type": "dcat:Distribution",
    "title": "2020 Q1 TA",
    "mediaType": "application/zip",
    "downloadURL": "https://www.sec.gov/files/dera/data/transfer-agent-data-sets/2020q1_ta.zip"
  },
  {
    "@type": "dcat:Distribution",
    "title": "2020 Q2 TA",
    "mediaType": "application/zip",
    "downloadURL": "https://www.sec.gov/files/dera/data/transfer-agent-data-sets/2020q2_ta.zip"
  },
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    "@type": "dcat:Distribution",
    "title": "2020 Q3 TA",
    "mediaType": "application/zip",
    "downloadURL": "https://www.sec.gov/files/dera/data/transfer-agent-data-sets/2020q3_ta.zip"
  },
  {
    "@type": "dcat:Distribution",
    "title": "2020 Q4 TA",
    "mediaType": "application/zip",
    "downloadURL": "https://www.sec.gov/files/dera/data/transfer-agent-data-sets/2020q4_ta.zip"
  },
  {
    "@type": "dcat:Distribution",
    "title": "2021 Q1 TA",
    "mediaType": "application/zip",
    "downloadURL": "https://www.sec.gov/files/dera/data/transfer-agent-data-sets/2021q1_ta.zip"
  },
  {
    "@type": "dcat:Distribution",
    "title": "2021 Q2 TA",
    "mediaType": "application/zip",
    "downloadURL": "https://www.sec.gov/files/dera/data/transfer-agent-data-sets/2021q2_ta.zip"
  },
  {
    "@type": "dcat:Distribution",
    "title": "2021 Q3 TA",
    "mediaType": "application/zip",
    "downloadURL": "https://www.sec.gov/files/dera/data/transfer-agent-data-sets/2021q3_ta.zip"
  },
  {
    "@type": "dcat:Distribution",
    "title": "2021 Q4 TA",
    "mediaType": "application/zip",
    "downloadURL": "https://www.sec.gov/files/dera/data/transfer-agent-data-sets/2021q4_ta.zip"
  },
  {
    "@type": "dcat:Distribution",
    "title": "2022 Q1 TA",
    "mediaType": "application/zip",
    "downloadURL": "https://www.sec.gov/files/dera/data/transfer-agent-data-sets/2022q1_ta.zip"
  },
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    "@type": "dcat:Distribution",
    "title": "2022 Q2 TA",
    "mediaType": "application/zip",
    "downloadURL": "https://www.sec.gov/files/dera/data/transfer-agent-data-sets/2022q2_ta.zip"
  },
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    "title": "2022 Q3 TA",
    "mediaType": "application/zip",
    "downloadURL": "https://www.sec.gov/files/dera/data/transfer-agent-data-sets/2022q3_ta.zip"
  },
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    "title": "2022 Q4 TA",
    "mediaType": "application/zip",
    "downloadURL": "https://www.sec.gov/files/dera/data/transfer-agent-data-sets/2022q4_ta.zip"
  },
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    "title": "2023 Q1 TA",
    "mediaType": "application/zip",
    "downloadURL": "https://www.sec.gov/files/dera/data/transfer-agent-data-sets/2023q1_ta.zip"
  },
  {
    "@type": "dcat:Distribution",
    "title": "2023 Q2 TA",
    "mediaType": "application/zip",
    "downloadURL": "https://www.sec.gov/files/dera/data/transfer-agent-data-sets/2023q2_ta.zip"
  },
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    "title": "2023 Q3 TA",
    "mediaType": "application/zip",
    "downloadURL": "https://www.sec.gov/files/dera/data/transfer-agent-data-sets/2023q3_ta.zip"
  },
  {
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    "title": "2023 Q4 TA",
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    "downloadURL": "https://www.sec.gov/files/dera/data/transfer-agent-data-sets/2023q4_ta.zip"
  },
  {
    "@type": "dcat:Distribution",
    "title": "2024 Q1 TA",
    "mediaType": "application/zip",
    "downloadURL": "https://www.sec.gov/files/dera/data/transfer-agent-data-sets/2024q1_ta.zip"
  },
  {
    "@type": "dcat:Distribution",
    "title": "2024 Q2 TA",
    "mediaType": "application/zip",
    "downloadURL": "https://www.sec.gov/files/dera/data/transfer-agent-data-sets/2024q2_ta.zip"
  },
  {
    "@type": "dcat:Distribution",
    "title": "2024 Q3 TA",
    "mediaType": "application/zip",
    "downloadURL": "https://www.sec.gov/files/dera/data/transfer-agent-data-sets/2024q3_ta.zip"
  },
  {
    "@type": "dcat:Distribution",
    "title": "2024 Q4 TA",
    "mediaType": "application/zip",
    "downloadURL": "https://www.sec.gov/files/dera/data/transfer-agent-data-sets/2024q4_ta.zip"
  },
  {
    "@type": "dcat:Distribution",
    "title": "2025 Q1 TA",
    "mediaType": "application/zip",
    "downloadURL": "https://www.sec.gov/files/dera/data/transfer-agent-data-sets/2025q1_ta.zip"
  },
  {
    "@type": "dcat:Distribution",
    "title": "2025 Q2 TA",
    "mediaType": "application/zip",
    "downloadURL": "https://www.sec.gov/files/dera/data/transfer-agent-data-sets/2025q2_ta.zip"
  },
  {
    "@type": "dcat:Distribution",
    "title": "2025 Q3 TA",
    "mediaType": "application/zip",
    "downloadURL": "https://www.sec.gov/files/dera/data/transfer-agent-data-sets/2025q3_ta.zip"
  },
  {
    "@type": "dcat:Distribution",
    "title": "2025 Q4 TA",
    "mediaType": "application/zip",
    "downloadURL": "https://www.sec.gov/files/dera/data/transfer-agent-data-sets/2025q4_ta.zip"
  },
  {
    "@type": "dcat:Distribution",
    "title": "2026 Q1 TA",
    "mediaType": "application/zip",
    "downloadURL": "https://www.sec.gov/files/dera/data/transfer-agent-data-sets/2026q1_ta.zip"
  },
  {
    "@type": "dcat:Distribution",
    "title": "2026 Q2 TA",
    "mediaType": "application/zip",
    "downloadURL": "https://www.sec.gov/files/dera/data/transfer-agent-data-sets/2026q2_ta.zip"
  }
]
identifier 
"24086"
inventoried 2021-12-16
landingPage 
{
  "@id": "https://www.sec.gov/data-research/sec-markets-data/transfer-agent-data-sets",
  "@type": "Document",
  "title": "Transfer Agent Data Sets"
}
license https://www.usa.gov/government-copyright
modified 2025-08-05T13:07:49Z
publisher 
{
  "name": "U.S. Securities and Exchange Commission",
  "@type": "org:Organization",
  "subOrganizationOf": [
    {
      "name": "U.S. Government"
    }
  ]
}
rights 
[
  "This data asset is an open government data asset. It is not exempt from disclosure under FOIA. It is eligible for disclosure in the Federal Data Catalog. It is subject to an open format. "
]
temporal 
[
  {
    "@type": "PeriodOfTime",
    "endDate": "2026-06-30",
    "startDate": "2006-12-31"
  }
]
theme 
[
  "Data-Other"
]
title Transfer Agent Data Sets

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