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    • Company Information About Active Broker-Dealers

    Metadata Updated: April 2, 2025

    This text file contains the Central Index Key (CIK) numbers, company names, SEC reporting file numbers, and addresses (business addresses are provided when mailing addresses are not available) of active broker-dealers who are registered with the SEC.

    Access & Use Information

    Public: This dataset is intended for public access and use. License: us-pd

    Downloads & Resources

    Dates

    Metadata Created Date November 12, 2020
    Metadata Updated Date April 2, 2025

    Metadata Source

    Harvested from SEC data.json

    Other Data Resources

    Additional Metadata

    Resource Type Dataset
    Metadata Created Date November 12, 2020
    Metadata Updated Date April 2, 2025
    Publisher Agency-Wide
    Maintainer
    Identifier https://www.sec.gov/node/86021
    Data Last Modified 2024-11-01T09:48:22Z
    Category Data-BrokerDealers
    Public Access Level public
    Bureau Code 449:00
    Metadata Context https://project-open-data.cio.gov/v1.1/schema/catalog.jsonld
    Metadata Catalog ID https://www.sec.gov/data.json
    Schema Version https://project-open-data.cio.gov/v1.1/schema
    Catalog Describedby https://project-open-data.cio.gov/v1.1/schema/catalog.json
    Harvest Object Id 1af42c0d-0677-46fc-90c1-ccf0bac85792
    Harvest Source Id f1a1d3f5-1041-4489-b24f-82e225c3a204
    Harvest Source Title SEC data.json
    Homepage URL https://www.sec.gov/foia-services/frequently-requested-documents/company-information-about-active-broker-dealers
    License http://www.usa.gov/publicdomain/label/1.0/
    Program Code 000:000
    Publisher Hierarchy U.S. Government > U.S. Securities and Exchange Commission > Agency-Wide
    Source Datajson Identifier True
    Source Hash 4c035f4e2a01e7f685c451daa3dd6072c523190020068833bdb2c5af7ff27c4e
    Source Schema Version 1.1
    Temporal 2007-03-01T05:00:00Z/2025-04-01T12:55:00Z

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