Skip to main content
U.S. flag

An official website of the United States government

Company Information About Active Broker-Dealers

Published by U.S. Securities and Exchange Commission | Securities and Exchange Commission | Catalog Last Checked: October 01, 2026 at 07:42 PM | Dataset Last Updated: November 01, 2024 at 09:48 AM
This text file contains the Central Index Key (CIK) numbers, company names, SEC reporting file numbers, and addresses (business addresses are provided when mailing addresses are not available) of active broker-dealers who are registered with the SEC. The information in this file is raw data: data that is meant to be used as input to another program. The data items are provided as a tab delimited file. Although the file can be viewed in any program that accepts ASCII text (for example, a word processor), the data fields are best viewed when imported into a program that accepts delimited data, such as a spreadsheet. The record layout and maximum field sizes are shown below for those who want to process the data into another form. Please be aware that the data has been compiled pursuant to an automated process, and the data has not been independently reviewed by SEC staff for accuracy.

Resources

231 resources available

Complete Metadata
@type Dataset
accessRestriction 
null
accessRights Public
contactPoint 
{
  "fn": "Open Data @ SEC",
  "@type": "Kind",
  "hasEmail": "mailto:opendata@sec.gov"
}
cuiRestriction 
null
describedBy 
{
  "title": "Description of variables",
  "accessURL": "https://www.sec.gov/foia/frequently-requested-documents/company-information-about-active-broker-dealers"
}
description This text file contains the Central Index Key (CIK) numbers, company names, SEC reporting file numbers, and addresses (business addresses are provided when mailing addresses are not available) of active broker-dealers who are registered with the SEC. The information in this file is raw data: data that is meant to be used as input to another program. The data items are provided as a tab delimited file. Although the file can be viewed in any program that accepts ASCII text (for example, a word processor), the data fields are best viewed when imported into a program that accepts delimited data, such as a spreadsheet. The record layout and maximum field sizes are shown below for those who want to process the data into another form. Please be aware that the data has been compiled pursuant to an automated process, and the data has not been independently reviewed by SEC staff for accuracy.
distribution 
[
  {
    "@type": "dcat:Distribution",
    "title": "September 2023",
    "accessURL": "entity:node/86021",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd-090123.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "January 2023",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd-010123.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "January 2024",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd-010224.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "February 2023",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd-020123.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "February 2024",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd-020124.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "March 2023",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd-030123txt.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "March 2024",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd-030124.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "July 2024",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd-070124.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "November 2023",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd-110123.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "January 2018",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd010118.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "January 2019",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd010119.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "January 2025",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd010125.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "January 2026",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd010126.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "January 2020",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd010219.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "January 2021",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd010421.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "January 2022",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd0120321.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "February 2019",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd0201.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "February 2018",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd020118.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "February 2020",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd020120.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "February 2021",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd020121.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "February 2022",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd020122.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "February 2025",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd020125.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "February 2026",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd020126.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "March 2018",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd0301.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "March 2021",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd030121.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "March 2022",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd030122.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "March 2025",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd030125.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "March 2026",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd030126.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "March 2019",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd0301_0.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "April 2018",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd0401.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "April 2021",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd040121.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "April 2022",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd040122.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "April 2023",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd040123.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "April 2024",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd040124.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "April 2025",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd040125.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "April 2026",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd040126.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "April 2019",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd0401_0.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "May 2018",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd0501.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "May 2023",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd050123.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "May 2024",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd050124.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "May 2025",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd050125.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "May 2026",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd050126.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "May 2019",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd0501_0.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "May 2021",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd050321.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "May 2022",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd050922.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "June 2018",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd060118.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "June 2019",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd060119.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "June 2020",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd060120.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "June 2021",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd060121.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "June 2023",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd060123.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "June 2024",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd060124.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "June 2025",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd060125.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "June 2026",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd060126.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "June 2022",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd061122.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "July 2018",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd070118.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "July 2020",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd070120.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "July 2021",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd070121.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "July 2022",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd070122.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "July 2023",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd070123.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "July 2025",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd070125.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "July 2026",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd070126.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "July 2019",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd070219.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "August 2018",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd0801.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "August 2017",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd080117.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "August 2020",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd080120.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "August 2022",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd080122_1_0.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "August 2023",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd080123.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "August 2025",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd080125.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "August 2026",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd080126.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "August 2021",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd080221.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "August 2019",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd0805.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "August 2024",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd082024.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "September 2017",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd0901.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "September 2018",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd090118.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "September 2020",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd090120.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "September 2022",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd090122.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "September 2024",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd090124.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "September 2025",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd090125.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "September 2026",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd090126.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "September 2021",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd090221.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "September 2019",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd090319.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "October 2017",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd1001.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "October 2019",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd1001192.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "October 2020",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd100120.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "October 2021",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd100121.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "October 2022",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd100122.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "October 2023",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd100123.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "October 2024",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd100124.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "October 2025",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd100125.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "October 2018",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd1001_0.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "November 2017",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd1101.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "November 2019",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd110119_0.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "November 2021",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd110121.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "November 2022",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd110122.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "November 2024",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd110124.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "November 2025",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd110125.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "November 2018",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd1101_0.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "November 2020",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd110220.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "December 2017",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd1201.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "December 2019",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd120119.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "December 2020",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd120120.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "December 2022",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd120122.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "December 2023",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd120123.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "December 2024",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd120124.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "December 2025",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd120125.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "December 2018",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd1201_0.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "December 2021",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd1201_2.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "January 2008",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd010108.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "January 2009",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd010109.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "January 2010",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd010110.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "January 2012",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd010112.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "January 2014",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd010114.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "January 2016",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd010116.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "January 2017",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd010117.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "January 2015",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd010215.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "January 2011",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd010411.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "January 2013",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd010413.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "February 2008",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd020108.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "February 2009",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd020109.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "February 2010",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd020110.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "February 2011",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd020111.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "February 2012",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd020112.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "February 2013",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd020113.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "February 2014",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd020114.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "February 2015",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd020115.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "February 2016",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd020116.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "February 2017",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd020117.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "March 2008",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd030108.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "March 2009",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd030109.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "March 2010",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd030110.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "March 2011",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd030111.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "March 2012",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd030112.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "March 2013",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd030113.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "March 2014",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd030114.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "March 2015",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd030115.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "March 2016",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd030116.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "March 2017",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd030617.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "March 2007",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd032307.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "April 2008",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd040108.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "April 2009",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd040109.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "April 2010",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd040110.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "April 2011",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd040111.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "April 2012",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd040112.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "April 2013",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd040113.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "April 2014",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd040114.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "April 2015",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd040115.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "April 2016",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd040116.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "April 2017",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd040317.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "May 2009",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd050109.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "May 2011",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd050111.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "May 2012",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd050112.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "May 2013",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd050113.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "May 2014",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd050114.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "May 2015",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd050115.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "May 2016",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd050116.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "May 2017",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd050117.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "May 2010",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd051110.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "June 2008",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd060108.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "June 2009",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd060109.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "June 2010",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd060110.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "June 2011",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd060111.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "June 2012",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd060112.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "June 2013",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd060113.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "June 2014",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd060114.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "June 2015",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd060115.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "June 2016",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd060116.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "June 2017",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd060117.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "June 2007",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd060507.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "July 2008",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd070108.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "July 2009",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd070109.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "July 2010",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd070110.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "July 2011",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd070111.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "July 2012",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd070112.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "July 2013",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd070113.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "July 2014",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd070114.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "July 2015",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd070115.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "July 2016",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd070116.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "July 2017",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd070317.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "August 2008",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd080108.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "August 2009",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd080109.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "August 2010",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd080110.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "August 2011",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd080111.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "August 2012",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd080112.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "August 2013",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd080113.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "August 2014",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd080114.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "August 2015",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd080115.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "August 2016",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd080116.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "August 2007",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd080207.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "September 2008",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd090108.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "September 2009",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd090109.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "September 2010",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd090110.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "September 2011",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd090111.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "September 2012",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd090112.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "September 2013",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd090113.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "September 2014",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd090114.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "September 2015",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd090115.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "September 2016",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd090116.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "September 2007",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd091207.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "October 2007",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd093007.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "October 2008",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd100108.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "October 2009",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd100109.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "October 2010",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd100110.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "October 2011",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd100111.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "October 2012",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd100112.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "October 2013",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd100113.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "October 2014",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd100114.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "October 2015",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd100115.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "October 2016",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd100116.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "November 2007",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd110107.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "November 2008",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd110108.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "November 2009",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd110109.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "November 2010",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd110110.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "November 2011",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd110111.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "November 2012",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd110112.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "November 2013",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd110113.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "November 2014",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd110114.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "November 2015",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd110115.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "November 2016",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd110116.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "December 2007",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd120107.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "December 2008",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd120108.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "December 2009",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd120109.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "December 2010",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd120110.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "December 2011",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd120111.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "December 2012",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd120112.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "December 2013",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd120113.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "December 2014",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd120114.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "December 2015",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd120115.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "December 2016",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd120116.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "March 2020",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/node/add/data_distribution/bd030120.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "April 2020",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/node/add/data_distribution/bd040120.txt"
  },
  {
    "@type": "dcat:Distribution",
    "title": "May 2020",
    "mediaType": "text/plain",
    "downloadURL": "https://www.sec.gov/files/node/add/data_distribution/bd050120.txt"
  }
]
identifier 
"23956"
inventoried 2021-12-16
landingPage 
{
  "@id": "https://www.sec.gov/foia/frequently-requested-documents/company-information-about-active-broker-dealers",
  "@type": "Document",
  "title": "Company Information About Active Broker-Dealers"
}
license https://www.usa.gov/government-copyright
modified 2024-11-01T09:48:22Z
publisher 
{
  "name": "U.S. Securities and Exchange Commission",
  "@type": "org:Organization",
  "subOrganizationOf": [
    {
      "name": "U.S. Government"
    }
  ]
}
rights 
[
  "This data asset is an open government data asset. It is not exempt from disclosure under FOIA. It is eligible for disclosure in the Federal Data Catalog. It is subject to an open format. "
]
temporal 
[
  {
    "@type": "PeriodOfTime",
    "endDate": "2026-09-01",
    "startDate": "2007-03-01"
  }
]
theme 
[
  "Data-BrokerDealers"
]
title Company Information About Active Broker-Dealers

data.gov

An official website of the GSA's Technology Transformation Services

Looking for U.S. government information and services?
Visit USA.gov