Skip to main content
U.S. flag

An official website of the United States government

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock ( ) or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Skip to content

Company Information About Active Broker-Dealers

Metadata Updated: August 26, 2023

This text file contains the Central Index Key (CIK) numbers, company names, SEC reporting file numbers, and addresses (business addresses are provided when mailing addresses are not available) of active broker-dealers who are registered with the SEC.

Access & Use Information

Public: This dataset is intended for public access and use. License: us-pd

Downloads & Resources


Metadata Created Date November 12, 2020
Metadata Updated Date August 26, 2023

Metadata Source

Harvested from SEC data.json

Additional Metadata

Resource Type Dataset
Metadata Created Date November 12, 2020
Metadata Updated Date August 26, 2023
Publisher Agency-Wide
Data Last Modified 2021-06-01T10:22:50Z
Category Data-BrokerDealers
Public Access Level public
Bureau Code 449:00
Metadata Context
Metadata Catalog ID
Schema Version
Catalog Describedby
Harvest Object Id 7f4ceb69-0d2e-49d5-896b-9dad15e2abba
Harvest Source Id f1a1d3f5-1041-4489-b24f-82e225c3a204
Harvest Source Title SEC data.json
Homepage URL
Program Code 000:000
Publisher Hierarchy U.S. Government > U.S. Securities and Exchange Commission > Agency-Wide
Source Datajson Identifier True
Source Hash c7418237e46a18fc569a808efda37f81fabde0e0
Source Schema Version 1.1
Temporal 2007-03-01T05:00:00Z/2023-07-03T13:00:00Z

Didn't find what you're looking for? Suggest a dataset here.

An official website of the GSA's Technology Transformation Services

Looking for U.S. government information and services?