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Company Information About Active Broker-Dealers

Metadata Updated: February 3, 2025

This text file contains the Central Index Key (CIK) numbers, company names, SEC reporting file numbers, and addresses (business addresses are provided when mailing addresses are not available) of active broker-dealers who are registered with the SEC.

Access & Use Information

Public: This dataset is intended for public access and use. License: us-pd

Downloads & Resources

Dates

Metadata Created Date November 12, 2020
Metadata Updated Date February 3, 2025

Metadata Source

Harvested from SEC data.json

Additional Metadata

Resource Type Dataset
Metadata Created Date November 12, 2020
Metadata Updated Date February 3, 2025
Publisher Agency-Wide
Maintainer
Identifier https://www.sec.gov/node/86021
Data Last Modified 2024-11-01T09:48:22Z
Category Data-BrokerDealers
Public Access Level public
Bureau Code 449:00
Metadata Context https://project-open-data.cio.gov/v1.1/schema/catalog.jsonld
Metadata Catalog ID https://www.sec.gov/data.json
Schema Version https://project-open-data.cio.gov/v1.1/schema
Catalog Describedby https://project-open-data.cio.gov/v1.1/schema/catalog.json
Harvest Object Id e08e0aa9-1325-4e14-ad98-7002bad1d26e
Harvest Source Id f1a1d3f5-1041-4489-b24f-82e225c3a204
Harvest Source Title SEC data.json
Homepage URL https://www.sec.gov/foia-services/frequently-requested-documents/company-information-about-active-broker-dealers
License http://www.usa.gov/publicdomain/label/1.0/
Program Code 000:000
Publisher Hierarchy U.S. Government > U.S. Securities and Exchange Commission > Agency-Wide
Source Datajson Identifier True
Source Hash a920bc700d0e2f4eddc4e3c1b87b2002ccdeb97f3560d4a1889ef132d1184cda
Source Schema Version 1.1
Temporal 2007-03-01T05:00:00Z/2025-02-03T13:55:00Z

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