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Company Information About Active Broker-Dealers

Metadata Updated: December 2, 2022

This text file contains the Central Index Key (CIK) numbers, company names, SEC reporting file numbers, and addresses (business addresses are provided when mailing addresses are not available) of active broker-dealers who are registered with the SEC.

Access & Use Information

Public: This dataset is intended for public access and use. License: us-pd

Downloads & Resources


Metadata Created Date November 12, 2020
Metadata Updated Date December 2, 2022

Metadata Source

Harvested from SEC data.json

Additional Metadata

Resource Type Dataset
Metadata Created Date November 12, 2020
Metadata Updated Date December 2, 2022
Publisher Agency-Wide
Unique Identifier Unknown
Data Last Modified 2021-06-01T10:22:50Z
Category Data-BrokerDealers
Public Access Level public
Bureau Code 449:00
Metadata Context
Metadata Catalog ID
Schema Version
Catalog Describedby
Harvest Object Id f25f5488-a3f1-4d5f-ae5b-a2bfb354f97d
Harvest Source Id f1a1d3f5-1041-4489-b24f-82e225c3a204
Harvest Source Title SEC data.json
Homepage URL
Program Code 000:000
Publisher Hierarchy U.S. Government > U.S. Securities and Exchange Commission > Agency-Wide
Source Datajson Identifier True
Source Hash 4ea7e046797b0f45240136f622da8ac00f6d05dd
Source Schema Version 1.1
Temporal 2007-03-01T05:00:00Z/2022-12-01T14:00:00Z

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