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    • Company Information About Active Broker-Dealers

    Metadata Updated: January 2, 2026

    This text file contains the Central Index Key (CIK) numbers, company names, SEC reporting file numbers, and addresses (business addresses are provided when mailing addresses are not available) of active broker-dealers who are registered with the SEC.

    Access & Use Information

    Public: This dataset is intended for public access and use. License: us-pd

    Downloads & Resources

    Dates

    Metadata Created Date November 12, 2020
    Metadata Updated Date January 2, 2026

    Metadata Source

    Harvested from SEC data.json

    Other Data Resources

    Additional Metadata

    Resource Type Dataset
    Metadata Created Date November 12, 2020
    Metadata Updated Date January 2, 2026
    Publisher Agency-Wide
    Maintainer
    Identifier https://www.sec.gov/node/86021
    Data Last Modified 2024-11-01T09:48:22Z
    Category Data-BrokerDealers
    Public Access Level public
    Bureau Code 449:00
    Metadata Context https://project-open-data.cio.gov/v1.1/schema/catalog.jsonld
    Metadata Catalog ID https://www.sec.gov/data.json
    Schema Version https://project-open-data.cio.gov/v1.1/schema
    Catalog Describedby https://project-open-data.cio.gov/v1.1/schema/catalog.json
    Harvest Object Id 2bbb0fe9-b9d7-4831-bf83-f248f650125d
    Harvest Source Id f1a1d3f5-1041-4489-b24f-82e225c3a204
    Harvest Source Title SEC data.json
    Homepage URL https://www.sec.gov/foia-services/frequently-requested-documents/company-information-about-active-broker-dealers
    License http://www.usa.gov/publicdomain/label/1.0/
    Program Code 000:000
    Publisher Hierarchy U.S. Government > U.S. Securities and Exchange Commission > Agency-Wide
    Source Datajson Identifier True
    Source Hash 1eaff2ffaf0cfed2db4a892c287f7ffb4d7cb51b6b930f1b537e944c8f4365d9
    Source Schema Version 1.1
    Temporal 2007-03-01T05:00:00Z/2026-01-02T13:55:00Z

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