Datasets
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Spreads and Depth by Individual Security recent views
These datasets provide spreads and depth partitioned by individual ticker symbol and date for each day in 2013. -
Transfer Agent Data Sets recent views
Transfer Agent details -
Fails-to-Deliver Data recent views
This text file contains the date, CUSIP numbers, ticker symbols, issuer name, price, and total number of fails-to-deliver (i.e., the balance level outstanding) recorded in the... -
Alternative Trading System ("ATS") List recent views
The SEC receives submissions from alternative trading systems on an ongoing basis pursuant to Regulation ATS. We note that the list of alternative trading systems changes over... -
Money Market Fund Information recent views
This report provides basic identification information for all entities that are organized as Money Market Mutual Funds (MMFs), and that have filed Form N-MFP with the Commission. -
Financial Statement and Notes Data Sets recent views
The data sets provide the text and detailed numeric information in all financial statements and their notes extracted from exhibits to corporate financial reports filed with the... -
Information About Registered Municipal Advisors recent views
This Excel spreadsheet file contains the names of SEC registered municipal advisor firms (including sole proprietorships), as well as their SEC reporting file numbers and... -
Information About Registered Investment Advisers and Exempt Reporting Advisers recent views
The Investment Adviser Information Reports' data is collected from electronic submissions of Form ADV by investment adviser firms to the Investment Adviser Registration... -
Company Information About Active Broker-Dealers recent views
This text file contains the Central Index Key (CIK) numbers, company names, SEC reporting file numbers, and addresses (business addresses are provided when mailing addresses are... -
Metrics by Individual Security recent views
These datasets provide metrics for more than 4,800 securities. -
Conditional Cancel and Trade Distributions recent views
Each zip file contains 54 datasets: nine each for large stocks, mid cap stocks, small stocks, large ETPs, mid cap ETPs, and small ETPs. -
Metrics by Individual Security and Exchange recent views
These datasets provide metrics for each individual security partitioned by exchange. -
Hazards and Survivors by Time Period recent views
Each zip file contains 36 datasets, which provide the hazard, survivor, and cumulative distribution functions for select time scales for large stocks, mid cap stocks, small... -
Summary Metrics by Exchange recent views
These datasets provide metrics for each security type and exchange. -
Summary Metrics by Decile and Quartile recent views
These datasets provide metrics partitioned by market capitalization, price, volatility, and turnover. The stock market activity metrics are partitioned by decile and the ETP... -
Form N-PORT Data Sets recent views
Form N-PORT is to be used by a registered management investment company, or an exchange-traded fund organized as a unit investment trust, or series thereof (“Fund”), other than... -
Form D Data Sets recent views
The data sets contains Notices of Exempt Offerings of Securities filed with the Commission by issuers relying on Rule 504, Rule 506(b), or Rule 506(c) of Regulation D or on... -
Regulation A Data Sets recent views
The data sets provide the structured data from securities offerings pursuant to Regulation A filed with the Commission.