Datasets
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Spreads and Depth by Individual Security recent views
These datasets provide spreads and depth partitioned by individual ticker symbol and date for each day in 2013. -
Form N-PORT Data Sets recent views
Form N-PORT is used by registered investment companies and exchange-traded funds to report monthly portfolio holdings other than money market funds. The Form N-PORT data sets... -
Financial Statement and Notes Data Sets recent views
The data sets provide the text and detailed numeric information in all financial statements and their notes extracted from exhibits to corporate financial reports filed with the... -
Form 13F Data Sets recent views
Form 13F was adopted pursuant to statutory directive designed to provide the Commission with data from larger managers about their investment activities and holdings. -
Form N-MFP Data Sets recent views
Form N-MFP is used for monthly reports of money market funds to report information about the fund and its portfolio holdings for the preceding month. Form N-MFP is filed with... -
Fails-to-Deliver Data recent views
This text file contains the date, CUSIP numbers, ticker symbols, issuer name, price, and total number of fails-to-deliver (i.e., the balance level outstanding) recorded in the... -
EDGAR Log File Data Sets recent views
The data sets provide information on internet search traffic for EDGAR filings through SEC.gov. -
Money Market Fund Information recent views
This report provides basic identification information for all entities that are organized as Money Market Mutual Funds (MMFs), and that have filed Form N-MFP with the Commission. -
Form N-CEN Data Sets recent views
Form N-CEN is used by all registered investment companies, other than face-amount certificate companies to file annual reports with the Commission. The Form N-CEN data sets are... -
Regulation A Data Sets recent views
The data sets provide the structured data from securities offerings pursuant to Regulation A filed with the Commission. -
Form D Data Sets recent views
The data sets contains Notices of Exempt Offerings of Securities filed with the Commission by issuers relying on Rule 504, Rule 506(b), or Rule 506(c) of Regulation D or on... -
Insider Transactions Data Sets recent views
Under Section 16 of the Securities Exchange Act of 1934, senior executives, directors, and large-block shareholders are required to make ongoing filings about their company... -
Financial Statement Data Sets recent views
The data sets below provide selected information extracted from exhibits to corporate financial reports filed with the Commission using eXtensible Business Reporting Language... -
Mutual Fund Prospectus Risk/Return Summary Data Sets recent views
The Mutual Fund Prospectus Risk/Return Summary Data Sets provides text and numeric information extracted from the risk/return summary section of mutual fund prospectuses. -
Crowdfunding Offerings Data Sets recent views
The SECโs Crowdfunding Offerings Data Sets provide a quarterly look at offerings that rely on the Regulation Crowdfunding exemption. -
Alternative Trading System ("ATS") List recent views
The SEC receives submissions from alternative trading systems on an ongoing basis pursuant to Regulation ATS. We note that the list of alternative trading systems changes over... -
Information About Registered Investment Advisers and Exempt Reporting Advisers recent views
The Investment Adviser Information Reports' data is collected from electronic submissions of Form ADV by investment adviser firms to the Investment Adviser Registration... -
Company Information About Active Broker-Dealers recent views
This text file contains the Central Index Key (CIK) numbers, company names, SEC reporting file numbers, and addresses (business addresses are provided when mailing addresses are... -
Information About Registered Municipal Advisors recent views
This Excel spreadsheet file contains the names of SEC registered municipal advisor firms (including sole proprietorships), as well as their SEC reporting file numbers and...