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Investment Company Series and Class Information
The Series and Class Report provides basic identification information for all active registered investment company series and classes have been issued IDs by the Commission. -
Money Market Fund Information
This report provides basic identification information for all entities that are organized as Money Market Mutual Funds (MMFs), and that have filed Form N-MFP with the Commission. -
SEC Litigation Releases for 2009 and 2010
This file contains the respondents, release number, release date, and the url of the litigation releases concerning civil lawsuits brought by the Commission in federal court. -
Closed-End Fund Information
This report provides basic identification information for all entities with an "active" filing status that are organized as closed-end investment companies (closed-end funds or... -
Business Development Company Report
This report provides basic identification information for all entities with an "active" filing status that have been issued an 814- reporting number. -
Commission Opinions and Adjudicatory Orders for 2008, 2009 and 2010
This file contains the respondents, release number, release date, and the url of the opinions and orders issued by the Commission adjudicating either appeals from initial ALJ... -
Administrative Law Judge Initial Decisions for 2009 and 2010
This file contains the respondents, release number, release date, and the url of the initial decisions issued by administrative law judges that contains findings of fact, legal...
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