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2 datasets found

Federal

Alternative Trading System (ATS) List

Securities and Exchange Commission —

The SEC receives submissions from alternative trading systems on an ongoing basis pursuant to Regulation ATS. We note that the list of alternative trading systems...
- PDF
- PDF
- PDF
- PDF
- PDF
- PDF
- 148 more in dataset
Federal

Information About Registered Municipal Advisors

Securities and Exchange Commission —

This Excel spreadsheet file contains the names of SEC registered municipal advisor firms (including sole proprietorships), as well as their SEC reporting file numbers...
- XLS
- XLS
- XLS
- XLS
- XLS
- XLS
- 124 more in dataset

2 datasets found

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