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Federal
Information About Registered Investment Advisers and Exempt Reporting Advisers
Securities and Exchange Commission —
The Investment Adviser Information Reports' data is collected from electronic submissions of Form ADV by investment adviser firms to the Investment Adviser... -
Federal
Information About Registered Municipal Advisors
Securities and Exchange Commission —
This Excel spreadsheet file contains the names of SEC registered municipal advisor firms (including sole proprietorships), as well as their SEC reporting file numbers... -
Federal
Commission Votes on Actions Filed in Federal Court From April 8, 2013 through August 6, 2019
Securities and Exchange Commission —
Data available in excel format.