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Federal Register notices are Commission public notices regarding investigations, solicitations for public comment, and questionnaires.
Search relevance: 249.64 | Views last month: 1 | Catalog Last Checked: October 02, 2026 at 05:15 PM -
Investigations resulting in a Notice of Enforcement (NOE) and the details associated with each violation. An investigation may be listed more than once if there were multiple violations...
Search relevance: 101.41 | Views last month: 1 | Catalog Last Checked: October 26, 2026 at 11:47 PM -
Approved regional investigations resulting in a Notice of Violation (NOV) and the details associated with each violation that are documented in the Consolidated Compliance and Enforcement Data...
Search relevance: 100.67 | Views last month: 18 | Catalog Last Checked: October 26, 2026 at 11:47 PM -
undescribed
Search relevance: 93.47 | Views last month: 0 | Catalog Last Checked: September 10, 2026 at 06:35 PM -
Notices of Intent to Construct Qualifying Conduit Hydropower Facilities contains a list of all Notices of Intent to Construct a Qualifying Conduit Facility filed with the Commission under the...
Search relevance: 65.60 | Views last month: 0 | Catalog Last Checked: September 24, 2026 at 08:49 PM -
Notices of Intent to Construct Qualifying Conduit Hydropower Facilities is a list of all Notices of Intent to Construct a Qualifying Conduit Facility filed with the Commission under the Hydropower...
Search relevance: 64.66 | Views last month: 0 | Catalog Last Checked: September 24, 2026 at 08:49 PM -
According to its records, the Ethics Commission has identified the campaign finance disclosure filers in this table as non-responsive (NR) filers. NR filers are those that have not responded to...
Search relevance: 61.67 | Views last month: 1 | Catalog Last Checked: September 02, 2026 at 06:56 PM -
Rule 304 of Regulation ATS requires alternative trading systems (ATSs) that trade NMS stocks ( NMS Stock ATSs) to file with the Commission an initial Form ATS-N, amendments to initial Form ATS-N,...
Search relevance: 52.65 | Views last month: 0 | Catalog Last Checked: October 01, 2026 at 07:42 PM -
Decisions that have been entered by the Cook County Commission on Human Rights as they pertain to complaints filed since the year 2000. The data does not include orders extending time or...
Search relevance: 51.19 | Views last month: 2 | Catalog Last Checked: September 10, 2026 at 06:27 PM -
Based on the delivery period, the publication date of the delinquent list becomes effective five business days (M-F) subsequent to the due date excluding federal and state holidays, Saturdays and...
Search relevance: 51.15 | Views last month: 1 | Catalog Last Checked: October 26, 2026 at 11:46 PM -
The Form D Data Sets below provide the structured data from Notices of Exempt Offerings of Securities filed with the Commission by issuers relying on Rule 504, Rule 506(b), or Rule 506(c) of...
Search relevance: 50.23 | Views last month: 18 | Catalog Last Checked: October 01, 2026 at 07:42 PM -
Regulation ATS creates a regulatory structure for alternative trading systems, allowing them to operate as exchanges without registering as national securities exchanges if they comply with...
Search relevance: 43.59 | Views last month: 6 | Catalog Last Checked: October 01, 2026 at 07:42 PM
