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    • Transfer Agent Registration and Amendment Form

    Metadata Updated: January 28, 2026

    Transfer agents, which provide securities transfer, registration, monitoring, and other services to securities issuers, are required by the Securities Exchange Act to register with the appropriate regulatory agency (ARA). The Board is the ARA for state member banks and their subsidiaries, bank holding companies (BHCs), savings and loan holding companies, and certain other subsidiaries of BHCs. Transfer agents for which the Board is the ARA must register with the Board using the Transfer Agent Registration & Amendment Form (Form TA-1). This form collects a registrant’s company name, business addresses, and information regarding the institution’s proposed transfer agent activities. Additionally, registered transfer agents for which the Board is their ARA may deregister by submitting Transfer Agent Deregistration (Form TA-W).

    Access & Use Information

    Restricted: This dataset can only be accessed or used under certain conditions. License: No license information was provided. If this work was prepared by an officer or employee of the United States government as part of that person's official duties it is considered a U.S. Government Work.

    Downloads & Resources

    No file downloads have been provided. The publisher may provide downloads in the future or they may be available from their other links.

    Dates

    Metadata Created Date December 18, 2024
    Metadata Updated Date January 28, 2026

    Metadata Source

    Harvested from Federal Reserve

    Other Data Resources

    Additional Metadata

    Resource Type Dataset
    Metadata Created Date December 18, 2024
    Metadata Updated Date January 28, 2026
    Publisher Board of Governors of the Federal Reserve System
    Maintainer
    Identifier FRBCNA85
    Data Last Modified 2025-03-01
    Public Access Level restricted public
    Bureau Code 920:00
    Schema Version https://project-open-data.cio.gov/v1.1/schema
    Harvest Object Id 89104fb0-c467-421f-8dfb-e4800f27a073
    Harvest Source Id ed4f9073-f069-4049-8ee0-17ff5c98cd46
    Harvest Source Title Federal Reserve
    Program Code 920:000
    Source Datajson Identifier True
    Source Hash 8e0785e522d588caca4cacdbb18bff4e78f169688108ecc49d27a2219dfed38b
    Source Schema Version 1.1

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