Securities Exchange Act Filings
The Federal Deposit Insurance Corporation (FDIC), administers two groups of securities disclosure filings:
⦁ Beneficial ownership report filings on Forms 3, 4, and 5 by directors, officers, and principal shareholders of depository institutions with a class of securities registered with the appropriate federal banking agency under the Securities Exchange Act of 1934 (Exchange Act); and
⦁ Other securities disclosure documents filed by or pertaining to FDIC-supervised depository institutions with a class of securities registered under the Exchange Act.
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Complete Metadata
| @type | dcat:Dataset |
|---|---|
| accessLevel | public |
| accrualPeriodicity | irregular |
| bureauCode |
[ "000:00" ] |
| contactPoint |
{ "fn": "Division of Risk Management Supervision", "@type": "vcard:Contact", "hasEmail": "mailto:ChiefDataOfficer@FDIC.gov" } |
| dataQuality |
true
|
| describedBy | https://www.fdic.gov/analysis/list-fdic-supervised-banks-filing-under-securities-exchange-act |
| describedByType | text/html |
| description | The Federal Deposit Insurance Corporation (FDIC), administers two groups of securities disclosure filings: ⦁ Beneficial ownership report filings on Forms 3, 4, and 5 by directors, officers, and principal shareholders of depository institutions with a class of securities registered with the appropriate federal banking agency under the Securities Exchange Act of 1934 (Exchange Act); and ⦁ Other securities disclosure documents filed by or pertaining to FDIC-supervised depository institutions with a class of securities registered under the Exchange Act. |
| distribution |
[ { "@type": "dcat:Distribution", "title": "Securities Exchange Act Filings", "accessURL": "https://efr.fdic.gov/fcxweb/efr/index.html", "description": "The Federal Deposit Insurance Corporation (FDIC), administers two groups of securities disclosure filings: ⦁ Beneficial ownership report filings on Forms 3, 4, and 5 by directors, officers, and principal shareholders of depository institutions with a class of securities registered with the appropriate federal banking agency under the Securities Exchange Act of 1934 (Exchange Act); and ⦁ Other securities disclosure documents filed by or pertaining to FDIC-supervised depository institutions with a class of securities registered under the Exchange Act." } ] |
| identifier | 92615-00000-8 |
| issued | 2025-05-13 |
| keyword |
[ "Beneficial Ownership Filing", "FDIC Form 3", "FDIC Form 4", "FDIC Form 5", "Other securities disclosure documents", "Securities Exchange Act Filings" ] |
| landingPage | https://www.fdic.gov/analysis/list-fdic-supervised-banks-filing-under-securities-exchange-act |
| language |
[ "en-US" ] |
| license | https://www.usa.gov/publicdomain/label/1.0/ |
| modified | 2025-10-15T12:03:16.591Z |
| programCode |
[ "000:000" ] |
| publisher |
{ "name": "Federal Deposit Insurance Corporation", "@type": "org:Organization", "subOrganizationOf": { "name": "Federal Deposit Insurance Corporation", "@type": "org:Organization" } } |
| rights |
"true"
|
| title | Securities Exchange Act Filings |
