Part 39 - DCO Cleared
CFTC Regulation Part 39 governs the rules and requirements for Derivatives Clearing Organizations (DCOs). These organizations act as intermediaries in derivatives markets, such as futures, swaps, and options, ensuring the integrity of trades through clearing and settlement services.
Part 39 outlines the regulatory framework that DCOs must follow to operate in compliance with the Commodity Exchange Act (CEA).
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Complete Metadata
| @type | Dataset |
|---|---|
| accessRestriction |
[ { "@type": "AccessRestriction", "restrictionNote": "Access to this dataset is restricted to authorized CFTC personnel for internal regulatory, surveillance, enforcement, or operational purposes. The dataset contains non‑public market, proprietary, or enforcement‑sensitive information protected from disclosure under Commodity Exchange Act § 8 (7 U.S.C. § 12). Public release is prohibited. Access may only be granted to CFTC staff with a documented need‑to‑know consistent with statutory confidentiality, security requirements, and internal CFTC controls", "restrictionStatus": "Restricted - Fully", "specificRestriction": "FOIA (b)(3) Statute" } ] |
| accessRights | Restricted access. Contains non-public regulatory information. |
| contactPoint |
{ "fn": "CDO", "hasEmail": "mailto:questions@cftc.gov" } |
| contributor |
[ { "name": "cdo@cftc.gov", "@type": "Agent" } ] |
| cuiRestriction |
{ "@type": "CUIRestriction", "cuiBannerMarking": "CUI//FSI", "designationIndicator": "CFTC", "requiredIndicatorPerAuthority": [ "16 CFR 4.37 decontrol trigger: 25 years from last modified date or case close, whichever is later." ] } |
| description | CFTC Regulation Part 39 governs the rules and requirements for Derivatives Clearing Organizations (DCOs). These organizations act as intermediaries in derivatives markets, such as futures, swaps, and options, ensuring the integrity of trades through clearing and settlement services. Part 39 outlines the regulatory framework that DCOs must follow to operate in compliance with the Commodity Exchange Act (CEA). |
| identifier | CFTC-14 |
| keyword |
[ "Part 39, DCO" ] |
| license | The agency has not yet determined Open License requirements |
| modified | 2026-08-18 |
| publisher |
{ "name": "U.S. Commodity Futures Trading Commission", "@type": "org:Organization" } |
| rights |
[ "The agency has not yet determined exempt from disclosure status under FOIA", "The data asset is not a public data asset eligible for disclosure in the Federal Data Catalog", "The data asset is not an Open Government data asset", "The data asset is not subject to Open Format requirements due to existing limitations or restrictions on government distribution of the asset", "The data asset is not subject to open license requirements due to existing limitations or restrictions on government distribution of the asset" ] |
| spatial |
{ "bbox": { "type": "Polygon", "coordinates": [ -77.03637, 38.89511 ] }, "@type": "Location", "altLabel": "DC", "prefLabel": "Washington, D.C." } |
| subOrganizationOf |
{ "name": "U.S. Government", "@type": "org:Organization" } |
| temporal |
[ { "@type": "PeriodOfTime", "endDate": "2026-09-30", "startDate": "2024-07-02" } ] |
| title | Part 39 - DCO Cleared |
