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Information About Registered Investment Advisers and Exempt Reporting Advisers

Published by Investment Management | Securities and Exchange Commission | Catalog Last Checked: August 11, 2026 at 03:21 AM | Dataset Last Updated: June 03, 2019 at 09:48 AM
The Investment Adviser Information Reports' data is collected from electronic submissions of Form ADV by investment adviser firms to the Investment Adviser Registration Depository (IARD) system.

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  • Registered Investment Advisers, April 2022

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  • Registered Investment Advisers, January 2012

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  • Exempt Reporting Advisers, January 2013

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  • Registered Investment Advisers, January 2013

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  • Exempt Reporting Advisers, January 2014

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  • Registered Investment Advisers, January 2015

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  • Registered Investment Advisers, January 2011

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  • Exempt Reporting Advisers, January 2017

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  • Registered Investment Advisers, January 2017

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  • Registered Investment Advisers, January 2010

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  • Exempt Reporting Advisers, January 2016

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  • Registered Investment Advisers, January 2016

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  • Registered Investment Advisers, January 2009

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  • Registered Investment Advisers, February 2010

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  • Exempt Reporting Advisers, February 2016

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  • Exempt Reporting Advisers, February 2017

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  • Registered Investment Advisers, February 2017

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  • Registered Investment Advisers, February 2009

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  • Exempt Reporting Advisers, February 2015

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  • Exempt Reporting Advisers, February 2014

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  • Registered Investment Advisers, February 2014

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  • Registered Investment Advisers, March 2010

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  • Registered Investment Advisers, March 2011

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  • Exempt Reporting Advisers, March 2012

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  • Exempt Reporting Advisers, March 2013

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  • Exempt Reporting Advisers, March 2016

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  • Exempt Reporting Advisers, March 2017

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  • Registered Investment Advisers, March 2017

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  • Registered Investment Advisers, March 2009

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  • Exempt Reporting Advisers, March 2015

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  • Registered Investment Advisers, March 2015

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  • Registered Investment Advisers, March 2008

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  • Exempt Reporting Advisers, March 2014

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  • Registered Investment Advisers, March 2014

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  • Registered Investment Advisers, April 2008

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  • Registered Investment Advisers, April 2009

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  • Registered Investment Advisers, April 2010

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  • Registered Investment Advisers, April 2011

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  • Exempt Reporting Advisers, April 2012

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  • Registered Investment Advisers, April 2012

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  • Exempt Reporting Advisers, April 2013

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  • Registered Investment Advisers, April 2013

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  • Exempt Reporting Advisers, April 2014

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  • Registered Investment Advisers, April 2014

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  • Exempt Reporting Advisers, April 2015

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  • Registered Investment Advisers, April 2015

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  • Exempt Reporting Advisers, April 2016

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  • Registered Investment Advisers, April 2016

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  • Exempt Reporting Advisers, April 2017

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  • Registered Investment Advisers, April 2017

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  • Registered Investment Advisers, May 2009

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  • Registered Investment Advisers, May 2011

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  • Exempt Reporting Advisers, May 2012

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  • Registered Investment Advisers, May 2012

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  • Exempt Reporting Advisers, May 2013

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  • Registered Investment Advisers, May 2013

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  • Exempt Reporting Advisers, May 2014

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  • Registered Investment Advisers, May 2014

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  • Exempt Reporting Advisers, May 2015

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  • Registered Investment Advisers, May 2015

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  • Exempt Reporting Advisers May 2017

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  • Registered Investment Advisers May 2017

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  • Exempt Reporting Advisers, May 2016

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  • Registered Investment Advisers, May 2016

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  • Registered Investment Advisers, May 2010

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  • Registered Investment Advisers, May 2007

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  • Registered Investment Advisers, June 2009

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  • Registered Investment Advisers, June 2011

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  • Exempt Reporting Advisers, June 2012

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  • Registered Investment Advisers, June 2012

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  • Exempt Reporting Advisers, June 2015

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  • Registered Investment Advisers, June 2015

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  • Exempt Reporting Advisers, June 2016

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  • Registered Investment Advisers, June 2016

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  • Exempt Reporting Advisers, June 2017

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  • Registered Investment Advisers, June 2017

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  • Registered Investment Advisers, June 2008

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  • Registered Investment Advisers, June 2010

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  • Exempt Reporting Advisers, June 2014

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  • Registered Investment Advisers, June 2014

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  • Exempt Reporting Advisers, June 2013

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  • Registered Investment Advisers, June 2013

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  • Registered Investment Advisers, June 2006

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  • Exempt Reporting Advisers, July 2017

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  • Registered Investment Advisers, July 2017

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  • Registered Investment Advisers, July 2008

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  • Registered Investment Advisers, July 2009

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  • Registered Investment Advisers, July 2010

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  • Registered Investment Advisers, July 2011

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  • Exempt Reporting Advisers, July 2013

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  • Registered Investment Advisers, July 2013

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  • Exempt Reporting Advisers, July 2014

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  • Registered Investment Advisers, July 2014

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  • Exempt Reporting Advisers, July 2015

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  • Registered Investment Advisers, July 2015

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  • Exempt Reporting Advisers, July 2016

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  • Registered Investment Advisers, July 2016

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  • Exempt Reporting Advisers, July 2012

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  • Registered Investment Advisers, July 2012

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  • Registered Investment Advisers, July 2007

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  • Registered Investment Advisers, August 2010

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  • Registered Investment Advisers, August 2009

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  • Registered Investment Advisers, August 2011

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  • Exempt Reporting Advisers, August 2012

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  • Registered Investment Advisers, August 2012

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  • Exempt Reporting Advisers, August 2013

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  • Registered Investment Advisers, August 2013

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  • Exempt Reporting Advisers, August 2014

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  • Registered Investment Advisers, August 2014

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  • Exempt Reporting Advisers, August 2016

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  • Registered Investment Advisers, August 2016

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  • Exempt Reporting Advisers, August 2015

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  • Registered Investment Advisers, August 2015

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  • Registered Investment Advisers, August 2008

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  • Registered Investment Advisers, September 2011

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  • Registered Investment Advisers, September 2009

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  • Registered Investment Advisers, September 2010

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  • Exempt Reporting Advisers, September 2012

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  • Registered Investment Advisers, September 2012

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  • Exempt Reporting Advisers, September 2015

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  • Registered Investment Advisers, September 2015

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  • Exempt Reporting Advisers, September 2016

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  • Registered Investment Advisers, September 2016

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  • Registered Investment Advisers, September 2008

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  • Exempt Reporting Advisers, September 2014

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  • Registered Investment Advisers, September 2014

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  • Exempt Reporting Advisers, September 2013

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  • Registered Investment Advisers, September 2013

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  • Registered Investment Advisers, September 2007

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  • Registered Investment Advisers, October 2008

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  • Registered Investment Advisers, October 2009

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  • Registered Investment Advisers, October 2010

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  • Exempt Reporting Advisers, October 2012

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  • Registered Investment Advisers, October 2012

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  • Exempt Reporting Advisers, October 2013

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  • Registered Investment Advisers, October 2013

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  • Exempt Reporting Advisers, October 2014

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  • Registered Investment Advisers, October 2014

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  • Exempt Reporting Advisers, October 2015

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  • Registered Investment Advisers, October 2015

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  • Registered Investment Advisers, October 2011

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  • Exempt Reporting Advisers, October 2016

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  • Registered Investment Advisers, October 2016

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  • Registered Investment Advisers, October 2007

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  • Registered Investment Advisers, November 2010

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  • Registered Investment Advisers, November 2011

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  • Exempt Reporting Advisers, November 2012

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  • Registered Investment Advisers, November 2012

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  • Exempt Reporting Advisers, November 2013

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  • Registered Investment Advisers, November 2013

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  • Exempt Reporting Advisers, November 2016

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  • Registered Investment Advisers, November 2016

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  • Registered Investment Advisers, November 2009

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  • Exempt Reporting Advisers, November 2015

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  • Registered Investment Advisers, November 2015

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  • Exempt Reporting Advisers, November 2014

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  • Registered Investment Advisers, November 2014

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  • Registered Investment Advisers, November 2007

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  • Registered Investment Advisers, December 2009

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  • Registered Investment Advisers, December 2010

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  • Registered Investment Advisers, December 2011

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  • Exempt Reporting Advisers, December 2014

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  • Registered Investment Advisers, December 2014

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  • Exempt Reporting Advisers, December 2015

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  • Registered Investment Advisers, December 2015

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  • Exempt Reporting Advisers, December 2016

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  • Registered Investment Advisers, December 2016

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  • Exempt Reporting Advisers, December 2013

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  • Registered Investment Advisers, December 2013

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  • Exempt Reporting Advisers, December 2012

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  • Registered Investment Advisers, December 2012

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  • Registered Investment Advisers, December 2008

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  • Exempt Reporting Advisers, January 2018

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  • Exempt Reporting Advisers, February 2018

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  • Registered Investment Advisers, January 2018

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  • Registered Investment Advisers, February 2018

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  • Exempt Reporting Advisers, March 2018

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  • Registered Investment Advisers, March 2018

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  • Exempt Reporting Advisers, April 2018

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  • Registered Investment Advisers, April 2018

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  • Exempt Reporting Advisers, May 2018

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  • Registered Investment Advisers, May 2018

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  • Exempt Reporting Advisers, June 2018

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  • Registered Investment Advisers, June 2018

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  • Exempt Reporting Advisers, July 2018

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  • Registered Investment Advisers, July 2018

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  • Exempt Reporting Advisers, August 2017

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  • Registered Investment Advisers, August 2017

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  • Exempt Reporting Advisers, August 2018

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  • Registered Investment Advisers, August 2018

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  • Exempt Reporting Advisers, September 2017

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  • Registered Investment Advisers, September 2017

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  • Exempt Reporting Advisers, October 2017

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  • Registered Investment Advisers, October 2017

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  • Exempt Reporting Advisers, November 2017

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  • Registered Investment Advisers, November 2017

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  • Exempt Reporting Advisers, December 2017

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  • Registered Investment Advisers, December 2017

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  • Exempt Reporting Advisers, January 2019 - unavailable due to federal government shutdown

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  • Registered Investment Advisers, January 2019 - unavailable due to federal government shutdown

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  • Exempt Reporting Advisers, January 2020

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  • Registered Investment Advisers, January 2020

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  • Exempt Reporting Advisers, January 2022

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  • Registered Investment Advisers, January 2022

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  • Exempt Reporting Advisers, January 2021

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  • Registered Investment Advisers, January 2021

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  • Exempt Reporting Advisers, January 2023

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  • Registered Investment Advisers, January 2023

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  • Exempt Reporting Advisers, February 2019

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  • Registered Investment Advisers, February 2019

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  • Exempt Reporting Advisers, February 2021

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  • Registered Investment Advisers, February 2021

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  • Exempt Reporting Advisers, February 2020

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  • Registered Investment Advisers, February 2020

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  • Exempt Reporting Advisers, February 2023

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  • Registered Investment Advisers, February 2023

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  • Exempt Reporting Advisers, February 2022

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  • Registered Investment Advisers, February 2022

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  • Exempt Reporting Advisers, March 2019

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  • Registered Investment Advisers, March 2019

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  • Exempt Reporting Advisers, March 2021

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  • Registered Investment Advisers, March 2021

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  • Exempt Reporting Advisers, March 2022

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  • Registered Investment Advisers, March 2022

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  • Exempt Reporting Advisers, March 2023

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  • Registered Investment Advisers, March 2023

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  • Exempt Reporting Advisers, April 2019

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  • Registered Investment Advisers, April 2019

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  • Exempt Reporting Advisers, April 2022

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  • Exempt Reporting Advisers, April 2023

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  • Registered Investment Advisers, April 2023

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  • Exempt Reporting Advisers, April 2021

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  • Registered Investment Advisers, April 2021

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  • Exempt Reporting Advisers, May 2019

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  • Registered Investment Advisers, May 2019

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  • Exempt Reporting Advisers, May 2022

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  • Registered Investment Advisers, May 2022

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  • Exempt Reporting Advisers, May 2021

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  • Registered Investment Advisers, May 2021

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  • Registered Investment Advisers, May 2023

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  • Exempt Reporting Advisers, May 2023

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  • Exempt Reporting Advisers, June 2020

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  • Registered Investment Advisers, June 2020

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  • Exempt Reporting Advisers, June 2021

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  • Registered Investment Advisers, June 2021

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  • Exempt Reporting Advisers, June 2022

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  • Registered Investment Advisers, June 2022

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  • Registered Investment Advisers, June 2019

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  • Exempt Reporting Advisers, June 2019

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  • Exempt Reporting Advisers, July 2019

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  • Registered Investment Advisers, July 2019

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  • Exempt Reporting Advisers, July 2020

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  • Registered Investment Advisers, July 2020

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  • Exempt Reporting Advisers, July 2021

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  • Registered Investment Advisers, July 2021

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  • Exempt Reporting Advisers, July 2022

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  • Registered Investment Advisers, July 2022

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  • Exempt Reporting Advisers, August 2019

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  • Registered Investment Advisers, August 2019

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  • Exempt Reporting Advisers, August 2022

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  • Registered Investment Advisers, August 2022

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  • Exempt Reporting Advisers, August 2021

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  • Registered Investment Advisers, August 2021

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  • Exempt Reporting Advisers, August 2020

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  • Registered Investment Advisers, August 2020

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  • Exempt Reporting Advisers, September 2021

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  • Registered Investment Advisers, September 2021

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  • Exempt Reporting Advisers, September 2022

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  • Registered Investment Advisers, September 2022

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  • Exempt Reporting Advisers, September 2020

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  • Registered Investment Advisers, September 2020

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  • Exempt Reporting Advisers, September 2019

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  • Exempt Reporting Advisers, September 2018

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  • Exempt Reporting Advisers, October 2018

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  • Registered Investment Advisers, October 2018

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  • Exempt Reporting Advisers, October 2019

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  • Registered Investment Advisers, October 2019

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  • Exempt Reporting Advisers, October 2020

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  • Registered Investment Advisers, October 2020

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  • Exempt Reporting Advisers, October 2022

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  • Registered Investment Advisers, October 2022

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  • Exempt Reporting Advisers, October 2021

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  • Exempt Reporting Advisers, November 2018

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  • Exempt Reporting Advisers, November 2019

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  • Registered Investment Advisers, November 2019

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  • Exempt Reporting Advisers, November 2021

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  • Registered Investment Advisers, November 2021

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  • Exempt Reporting Advisers, November 2020

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  • Registered Investment Advisers, November 2020

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  • Exempt Reporting Advisers, November 2022

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  • Registered Investment Advisers, November 2022

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  • Exempt Reporting Advisers, December 2021

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  • Exempt Reporting Advisers, December 2022

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  • Exempt Reporting Advisers, December 2019

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  • Registered Investment Advisers, December 2019

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  • Exempt Reporting Advisers, December 2020

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  • Registered Investment Advisers, December 2020

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  • Exempt Reporting Advisers, December 2018

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  • Exempt Investment Advisers, October 2025

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  • Registered Investment Advisers, October 2025

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  • Exempt Investment Advisers, November 2025

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  • Registered Investment Advisers, November 2025

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  • Exempt Investment Advisers, January 2025

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  • Exempt Investment Advisers, January 2026

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  • Exempt Reporting Advisers, January 2024

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  • Exempt Investment Advisers, February 2025

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  • Exempt Investment Advisers, February 2024

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  • Exempt Investment Advisers, March 2025

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  • Exempt Investment Advisers, April 2024

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  • Exempt Investment Advisers, April 2025

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  • Exempt Investment Advisers, May 2025

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  • Exempt Reporting Advisers, June 2023

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  • Exempt Investment Advisers, June 2025

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  • Exempt Investment Advisers, June 2024

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  • Exempt Investment Advisers, July 2025

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  • Exempt Investment Advisers, July 2024

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  • Exempt Reporting Advisers, July 2023

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  • Exempt Investment Advisers, August 2025

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  • Exempt Investment Advisers, August 2024

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  • Exempt Reporting Advisers, August 2023

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Complete Metadata
@type dcat:Dataset
accessLevel public
accrualPeriodicity R/P1M
bureauCode 
[
  "449:00"
]
contactPoint 
{
  "fn": "Open Data",
  "hasEmail": "mailto:opendata@sec.gov"
}
description The Investment Adviser Information Reports' data is collected from electronic submissions of Form ADV by investment adviser firms to the Investment Adviser Registration Depository (IARD) system.
distribution 
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  },
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    "downloadURL": "https://www.sec.gov/files/data/frequently-requested-foia-document-information-about-registered-investment-advisers-and-exempt/ia020209.zip"
  },
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]
identifier https://www.sec.gov/node/86016
keyword 
[
  "Data Sets",
  "SEC Markets and Data",
  "foia-freq-doc"
]
landingPage https://www.sec.gov/data-research/sec-markets-data/information-about-registered-investment-advisers-exempt-reporting-advisers
license http://www.usa.gov/publicdomain/label/1.0/
modified 2019-06-03T09:48:09Z
programCode 
[
  "000:000"
]
publisher 
{
  "name": "Investment Management",
  "subOrganizationOf": {
    "name": "U.S. Securities and Exchange Commission",
    "subOrganizationOf": {
      "name": "U.S. Government"
    }
  }
}
temporal 2006-07-01T17:17:47Z/2026-07-01T13:30:00Z
theme 
[
  "Data-Other"
]
title Information About Registered Investment Advisers and Exempt Reporting Advisers

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