FinCEN Enforcement Actions for Violations of the Bank Secrecy Act

Metadata Updated: November 17, 2016

Under the Bank Secrecy Act (BSA), 31 U.S.C. 5311 et seq., and its implementing regulations at 31 C.F.R. Chapter X (formerly 31 C.F.R. Part 103), FinCEN may bring an enforcement action for violations of the reporting, recordkeeping, or other requirements of the BSA. FinCEN's Office of Enforcement evaluates enforcement matters that may result in a variety of remedies, including the assessment of civil money penalties. For example, civil money penalties may be assessed for recordkeeping violations under 31 C.F.R §1010.415 (formerly 31 C.F.R. §103.29), or for reporting violations for failing to file a currency transaction report (CTR) in violation of 31 C.F.R. §1010.311 (formerly 31 C.F.R. §103.22), a suspicious activity report (SAR) in violation of 31 C.F.R. § 1021.320 (formerly 31 C.F.R. §103.21), or a report of foreign bank and financial accounts (FBAR) in violation of 31 C.F.R §1010.350 (formerly 31 C.F.R. §103.24). FinCEN also takes enforcement actions against money services businesses (MSBs) for failure to register with FinCEN in violation of 31 C.F.R §1022.380 (formerly 31 C.F.R. §103.41).

Access & Use Information

Public: This dataset is intended for public access and use. License: Creative Commons CCZero

Downloads & Resources

Dates

Metadata Created Date November 17, 2016
Metadata Updated Date November 17, 2016
Data Update Frequency irregular

Metadata Source

Harvested from Treasury JSON

Additional Metadata

Resource Type Dataset
Metadata Created Date November 17, 2016
Metadata Updated Date November 17, 2016
Publisher Financial Crimes Enforcement Network
Unique Identifier 015-FinCEN-002
Maintainer
Financial Crimes Enforcement Network
Maintainer Email
Public Access Level public
Data Update Frequency irregular
Bureau Code 015:04
Metadata Context https://project-open-data.cio.gov/v1.1/schema/catalog.jsonld
Metadata Catalog ID https://www.treasury.gov/data.json
Schema Version https://project-open-data.cio.gov/v1.1/schema
Catalog Describedby https://project-open-data.cio.gov/v1.1/schema/catalog.json
Harvest Object Id 404cfd23-e5b1-441e-894d-28e4961e2344
Harvest Source Id de90314a-7c7d-4aff-bd84-87b134bba13d
Harvest Source Title Treasury JSON
License http://creativecommons.org/publicdomain/zero/1.0/
Data Last Modified 2016-10-03
Program Code 015:000
Publisher Hierarchy Department of the Treasury > FinCEN > Financial Crimes Enforcement Network
Source Datajson Identifier True
Source Hash 09d025ccdb53119c87d2258523a1a94b20050980
Source Schema Version 1.1

Didn't find what you're looking for? Suggest a dataset here.