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Federal
Fails-to-Deliver Data recent views
Securities and Exchange Commission —
This text file contains the date, CUSIP numbers, ticker symbols, issuer name, price, and total number of fails-to-deliver (i.e., the balance level outstanding)... -
Federal
Company Information About Active Broker-Dealers recent views
Securities and Exchange Commission —
This text file contains the Central Index Key (CIK) numbers, company names, SEC reporting file numbers, and addresses (business addresses are provided when mailing... -
Federal
Alternative Trading System ("ATS") List recent views
Securities and Exchange Commission —
The SEC receives submissions from alternative trading systems on an ongoing basis pursuant to Regulation ATS. We note that the list of alternative trading systems... -
Federal
Information About Registered Municipal Advisors recent views
Securities and Exchange Commission —
This Excel spreadsheet file contains the names of SEC registered municipal advisor firms (including sole proprietorships), as well as their SEC reporting file numbers... -
Federal
Cooperative Arrangements with U.S. Regulators recent views
Securities and Exchange Commission —
Information sharing arrangements to facilitate regulatory and supervisory cooperation with domestic regulators.