Securities Underwriting & Dealing Subsidiaries
A broker-dealer authorized to engage in securities underwriting, dealing, or market-making may, under certain circumstances, be acquired by a bank holding company, by a foreign bank subject to the Bank Holding Company Act, or by a state member bank. The resulting subsidiaries and the institutions owning them are listed here under the following categories: Section 20 Subsidiaries (as of March 31, 2011) and Section 4(k)(4)(E) Securities Subsidiaries (as of December 19, 2013).
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Complete Metadata
| @type | dcat:Dataset |
|---|---|
| accessLevel | public |
| bureauCode |
[ "920:00" ] |
| contactPoint |
{ "fn": "Katherine Tom", "hasEmail": "mailto:ogda-data@frb.gov" } |
| description | A broker-dealer authorized to engage in securities underwriting, dealing, or market-making may, under certain circumstances, be acquired by a bank holding company, by a foreign bank subject to the Bank Holding Company Act, or by a state member bank. The resulting subsidiaries and the institutions owning them are listed here under the following categories: Section 20 Subsidiaries (as of March 31, 2011) and Section 4(k)(4)(E) Securities Subsidiaries (as of December 19, 2013). |
| identifier | FRBCNA20 |
| keyword |
[ "Data resource", "FRS created data", "Financial institutions and services", "Securities brokers, dealers, underwriters" ] |
| landingPage | https://www.federalreserve.gov/supervisionreg/suds.htm |
| modified | 2013-12-19 |
| programCode |
[ "920:000" ] |
| publisher |
{ "name": "Board of Governors of the Federal Reserve System" } |
| title | Securities Underwriting & Dealing Subsidiaries |
