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Securities Exchange Act Filings

Published by Federal Deposit Insurance Corporation | Federal Deposit Insurance Corporation | Catalog Last Checked: September 24, 2026 at 09:02 PM | Dataset Last Updated: September 09, 2026
The Federal Deposit Insurance Corporation (FDIC), administers two groups of securities disclosure filings: Beneficial ownership report filings on Forms 3, 4, and 5 by directors, officers, and principal shareholders of depository institutions with a class of securities registered with the appropriate federal banking agency under the Securities Exchange Act of 1934 (Exchange Act); and Other securities disclosure documents filed by or pertaining to FDIC-supervised depository institutions with a class of securities registered under the Exchange Act.

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